At a Glance
- Tasks: Oversee MiFID regulatory reporting and ensure compliance with evolving regulations.
- Company: Join Nomura, a global leader in financial services with a rich history.
- Benefits: Competitive salary, diverse work environment, and opportunities for professional growth.
- Other info: Inclusive workplace that values diversity and offers career advancement.
- Why this job: Make a real impact in the financial sector while developing your skills.
- Qualifications: Strong understanding of MiFID regulations and experience in financial services.
The predicted salary is between 50000 - 70000 £ per year.
Join to apply for the MiFID Regulatory Reporting Associate role at Nomura.
Company Overview
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
Department Overview
EMEA Regulatory Operations conduct an Oversight model of the BAU process and controls managed by the Regulatory Operations team in Powai. Coverage includes SFTR, EMIR, MiFID & Central Bank reporting.
Location
London, United Kingdom
Responsibilities
- Provide oversight and progress to the department senior management team and stakeholders, regionally and globally.
- Supervise regular meetings and reporting to all stakeholders to keep them up to date and manage expectations.
- Lead continual improvements to both the process and control environment.
- Monitor regulatory changes, assess impact and implement necessary changes to maintain compliance.
- Ensure thorough understanding of the regulatory reporting environment and compliance for MiFID reporting across all technical standards.
- Build and maintain ongoing dialogue with key Business and Corporate stakeholders to understand and align on strategy.
- Proactively manage breach process, taking ownership of issues from inception to conclusion including technology remediation and back reporting.
Qualifications
- Excellent understanding of MiFID regulatory reporting requirements, including best practice controls and processes.
- Experience working in financial services, ideally in a MiFID regulatory reporting role.
- Strong stakeholder management and the ability to prioritise and allocate workload to focus on key areas.
- Ability to articulate key messages and escalate potential risks in a timely manner.
- Proactive with a “can-do” attitude and flexible, dynamic approach to managing requests.
- Good business knowledge of Front / Middle / Back-office functions.
- Strong analytical and synthesis skills.
- Hands-on experience with digital tools and data analytics preferred.
Right to Work
The UK Government has taken steps to reduce net migration to the UK by limiting the number of overseas workers coming to the UK for employment. Nomura can only employ overseas workers if we can provide evidence that this is a genuine vacancy for a qualified role.
Diversity & Inclusion
Nomura is an equal opportunity employer. We value diversity and are committed to ensuring we best reflect the diversity of the communities we serve, creating an inclusive environment for all our employees. We welcome all applications and do not discriminate on the basis of age, disability, gender identity and gender expression, pregnancy and maternity, marriage and civil partnership, race, religion or belief, sex or sexual orientation.
If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.
MiFID Regulatory Reporting Associate in London employer: Nomura
At Nomura, we pride ourselves on being an excellent employer, offering a dynamic work culture that fosters innovation and collaboration. Located in the heart of London, our team enjoys access to a wealth of resources and opportunities for professional growth, alongside a commitment to diversity and inclusion that ensures every voice is heard. Join us to be part of a global financial services leader where your contributions truly matter and can lead to meaningful career advancement.
StudySmarter Expert Advice🤫
We think this is how you could land MiFID Regulatory Reporting Associate in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those at Nomura. A friendly chat can open doors that applications alone can't.
✨Tip Number 2
Prepare for interviews by brushing up on your MiFID knowledge. Be ready to discuss how you can improve processes and compliance – show them you mean business!
✨Tip Number 3
Follow up after interviews with a thank-you note. It’s a simple way to stand out and remind them of your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining the team.
We think you need these skills to ace MiFID Regulatory Reporting Associate in London
Some tips for your application 🫡
Know Your Stuff:Make sure you have a solid understanding of MiFID regulatory reporting requirements. We want to see that you can articulate your knowledge clearly in your application, so don’t hold back on showcasing your expertise!
Tailor Your Application:Don’t just send a generic CV and cover letter. We love it when applicants tailor their documents to the role. Highlight your relevant experience in financial services and how it aligns with the responsibilities listed in the job description.
Show Off Your Skills:We’re looking for strong analytical skills and a proactive attitude. Use your application to demonstrate these qualities. Share examples of how you've managed stakeholder relationships or improved processes in previous roles.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re genuinely interested in joining our team!
How to prepare for a job interview at Nomura
✨Know Your MiFID Inside Out
Make sure you have a solid grasp of MiFID regulatory reporting requirements. Brush up on the latest changes and best practices, as this will show your commitment and expertise in the field.
✨Showcase Your Stakeholder Management Skills
Prepare examples of how you've effectively managed stakeholders in previous roles. Highlight your ability to communicate clearly and escalate risks when necessary, as this is crucial for the role.
✨Demonstrate Your Analytical Skills
Be ready to discuss your analytical approach to problem-solving. Share specific instances where you've used data analytics or digital tools to improve processes or compliance, as this will set you apart.
✨Adopt a Proactive Mindset
Exude a 'can-do' attitude during the interview. Be prepared to discuss how you've taken ownership of issues in the past and your flexible approach to managing requests, which aligns with the dynamic nature of the role.
