Job title: Regulatory Reporting (Vice President)Corporate Title: Vice PresidentDepartment: Operations Location: LondonCompany overviewNomura is a global financial services group with an integrated network spanning approximately 30 countries and regions.
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By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking).
Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
For further information about Nomura, visit Department overview:The Senior Regulatory Reporting VP will play a critical role in supporting Nomura's broader Regulatory Reporting team across EMEA jurisdictions.
This position requires a seasoned professional with deep expertise in financial services regulatory frameworks who can navigate complex regulatory changes, perform comprehensive impact assessments, and ensure seamless compliance across multiple jurisdictions while maintaining strong stakeholder relationships.Key ResponsibilitiesRegulatory Compliance & AnalysisEngage with Compliance teams on regulatory interpretation for all EMEA jurisdiction regulatory changes and cross-regional impacts affecting EMEA entitiesConduct comprehensive gap analysis comparing current reporting practices against post-regulatory change requirements, considering all of Nomura's booking modelsPerform root cause analyses and impact assessments for regulatory breaches, including cross-jurisdictional analysisDrive remediation plans by partnering with technology teams to design and implement effective solutions for remediation.Ensure procedures, RCSA documentation, and traceability documents are updated following regulatory changesTesting & Quality AssuranceCoordinate with offshore teams to develop and execute test scenarios/cases for UAT on regulatory changes and remediationsProvide oversight of UAT processes and deliver relevant regional sign-offsConduct post-release checks to ensure implementation effectivenessProject Management & GovernanceLead project governance activities for regulatory reporting initiativesManage new business initiatives reporting requirementsDemonstrate successful involvement in key regulatory programmesStakeholder ManagementBuild and maintain ongoing dialogue with key business and corporate stakeholders to understand and align on strategic objectivesSupport BAU teams during audit and regulator engagementsLead regular meetings / provide updates to key stakeholders to keep them updated and ensure expectations are met / managed to ensure Nomura is compliant for reportingEssential RequirementsTechnical ExpertiseRegulatory Knowledge: Excellent understanding of key EMEA jurisdictions including:MiFID (RTS 22 and RTS 1&2)EMIRSFTRCentral
Regulatory Reporting (Vice President) in Kennington employer: Nomura
Nomura is an excellent employer that fosters a dynamic and collaborative work culture in the heart of London, offering employees the chance to engage with global teams across major financial hubs like Mumbai and Tokyo. With a strong emphasis on professional development, employees benefit from extensive training opportunities and the chance to work on complex regulatory challenges, making it a rewarding environment for those looking to advance their careers in investment banking.
