Equities Trade Surveillance Compliance Officer (3-Month Temp)

Equities Trade Surveillance Compliance Officer (3-Month Temp)

Full-Time 40000 - 50000 Β£ / year (est.) No working from home possible
Nomura

At a Glance

  • Tasks: Conduct surveillance analysis for market abuse and compliance regulations.
  • Company: Join Nomura, a leader in financial services with a commitment to excellence.
  • Benefits: Gain valuable experience in a dynamic environment for 3 months.
  • Other info: Perfect opportunity for those looking to enhance their skills in finance.
  • Why this job: Make a real impact in compliance and regulatory excellence.
  • Qualifications: Solid equities product knowledge and experience with trade surveillance systems.

The predicted salary is between 40000 - 50000 Β£ per year.

Nomura is seeking a temporary Equities Trade Surveillance Compliance Officer for a 3-month contract in London. This role involves conducting surveillance analysis for market abuse and compliance regulations, assisting with investigations, and ensuring proper surveillance activities.

The ideal candidate has solid equities product knowledge and experience with trade surveillance systems. Strong attention to detail, presentation, and report writing skills are essential. Join a team committed to regulatory excellence and industry best practices.

Equities Trade Surveillance Compliance Officer (3-Month Temp) employer: Nomura

At Nomura, we pride ourselves on being an excellent employer, offering a dynamic work environment in the heart of London where compliance and regulatory excellence are at the forefront of our operations. Our team-oriented culture fosters professional growth through continuous learning opportunities and mentorship, ensuring that every employee can thrive and contribute meaningfully to our mission. With a commitment to industry best practices, we provide a supportive atmosphere that values attention to detail and innovation, making this a rewarding place to advance your career in trade surveillance.

Nomura

Contact Details:

Nomura Recruitment Team

We think you need these skills to ace Equities Trade Surveillance Compliance Officer (3-Month Temp)

Equities Product Knowledge
Trade Surveillance Systems
Surveillance Analysis
Market Abuse Regulations
Compliance Regulations
Investigative Skills
Attention to Detail