At a Glance
- Tasks: Lead surveillance for market abuse and support investigations in equities trading.
- Company: Join Nomura, a leading global investment bank in London.
- Benefits: Competitive pay on a temporary 6-month PAYE basis.
- Other info: Collaborate with the EMEA Compliance team in a dynamic environment.
- Why this job: Make a real impact in compliance and market integrity.
- Qualifications: Strong knowledge of equities and experience with surveillance systems.
The predicted salary is between 59400 - 72600 £ per year.
Nomura in London is seeking an Equities Trade Surveillance Compliance Officer on a temporary 6-month PAYE basis.
The role focuses on surveillance for market abuse, supporting investigations, and coordinating with the EMEA Compliance team to ensure adherence to procedures and escalation protocols.
The successful candidate will have strong equities product knowledge, experience with surveillance systems such as Actimize or SMARTS. broker, and a solid understanding of FCA MAR regulations.
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Equities Trade Surveillance Lead – Compliance & MAR Expert in London employer: Nomura International
At Nomura International, we pride ourselves on being an excellent employer that fosters a collaborative and innovative work culture in the heart of London. Our commitment to employee growth is evident through tailored development programmes and opportunities to engage with global teams, making this role not just a job, but a meaningful career path in the dynamic financial services sector.
