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- Tasks: Support trading desks, manage client portfolios, and ensure accurate trade reporting.
- Company: Join Nomura, a global financial services leader connecting markets across 30 countries since 1925.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
- Why this job: Gain exposure to diverse financial products and enhance your analytical skills in a client-facing role.
- Qualifications: Experience in equity products and middle office is preferred; strong communication skills are essential.
- Other info: This role offers a chance to work closely with senior management and clients.
The predicted salary is between 36000 - 60000 £ per year.
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Equity Products Transaction Control (Middle Office) Associate, London
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Client:
Nomura International
Location:
London, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Reference:
9840fe7f026f
Job Views:
4
Posted:
29.06.2025
Expiry Date:
13.08.2025
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Job Description:
Equity Products Transaction Control (Middle Office) AssociateJob title: Equity Products Transaction Control Associate
Corporate Title: Associate
Department: Finance
Location: London
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates andernments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit nomura.
Department overview:
The Transaction Control team, previously known as Middle Office, is part of the wider Global Middle Office team within Finance. The Transaction Control function\’s primary responsibility is as a control function at the trade and portfolio level, ensuring the accuracy andpleteness of trading P&L and the smooth running of the daily trading environment. The team is central to all activity relating to trading desks and as such is widely involved in new regulatory, legal entity and innovation activities. Additionally, Transaction Control provides a value-add service and mitigates risk further by providing timely and relevent insight to management on trading activity. The Transaction Control function is responsible for trade control and support for Front Office activities across Global Markets and the Investment Banking division, and is responsible for processing transactions and fulfilment of control aspects of trade lifecycle.
Role description:
The Equity Transaction Control team consists of multiple Equity product groups:
The team are supported by a team in Mumbai where other middle office support activities are performed.
With a growing business diversifying all the time, a cash and OTC product scope and synergies of the same HF clients and Delta-1 business contacts the role will be challenging and varied. It will offer exposure to all areas of the business including Operations divisions, Finance, Risk and Front Office sales and trading. It is a client facing role and the successful candidate will have direct exposure to clients. Over time the successful applicant will develop an excellent understanding of how the Delta-1 division operates. Good analytical, risk awareness andmunication skills, together with an aptitude to learn, are equally if not more important than direct experience or background.
Primarily responsibilities of the role include:
• Daily support to the trading & sales desk, answering queries and liaising with Client Service to ensure client trades and economics are correctly reported through the system architecture.
• Provide regional and global coverage, managing the client\’s transactional portfolio and taking calculated steps to ensure that the client and Nomura are not exposed to financial or reputational risk
• Monitoring of clients reports on a daily, weekly and monthly basis. Meeting with Client Service and drive forward change to improve efficiency, cost and control
• On-boarding of new clients and ensuring that SSI\’s and all data integrity is accurately loaded
• Facilitating high-value deals, through trade confirmation and settlement
• Resolution of breaks in a timely and accurate manner; liaising with trading, sales, Technology, Middle office and Core Operations team
• Processing and support of lifecycle events
• Oversight of trade operations managed by offshore middle office team in Mumbai
• Assisting with business growth & mitigation of operational risk through process improvements, testing and implementation of new products
• Work closely with Product Control for accurate daily P&L capture
• Key conduit between Business, Technology and Operations to be first point of delivering premium client service to clients
Skills, experience, qualifications and knowledge required:
• Experience of working in Equity products required, preferably Prime Brokerage
• Experience within Middle Office
• Good understanding of operational risk and an ability to pro-actively manage risk
• Advanced knowledge of Microsoft office needed. PowerPoint and Word would be helpful
• Attention to detail, excellent administration, organisational and prioritisation skills
• Highly motivated team player able to demonstrate an ability to prioritise daily work effectively
• Excellent written and oralmunication skills, ability to presentplex subjects in an accessible manner
• Ability to build relationships and work with others through influence (rather than authority)
• Ability to interact confidently with senior management and clients
Nomurapetencies
Trusted Partner
n Understand clients\’ needs and issues, and respond with high-quality proposals
n Acquire capabilities to perform one\’s responsibilities and contribute to being a Trusted Partner
Entrepreneurial leadership
n Produce new ideas that might challenge the status-quo or oneself
Teamwork Collaboration
n Seek advice from senior colleagues and utilize it for improved results
n Collaborate with members from relevant departments
Influence
n Contribute to the success of the organization both quantitatively and qualitatively, and act with awareness of the impact on others
n Serve as role model and provide guidance to junior employees
Integrity
n Have a good understanding of corporate philosophy, professional ethics,pliance, risk management, and code of conduct, and make decisions and take actions accordingly
Diversity Statement:
Nomura ismitted to an employment policy of equal opportunities and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation. If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.
Right to Work
The UKernment have taken steps to reduce net migration to the UK by limiting the number of overseas workers from outside the EEAing to the UK for employment. Please note that whilst we are able to consider applications from overseas workers from outside the EEA (who require a Tier 2 (General) visa) we can only employ them if we can provide evidence that there are no other suitable candidates for this vacancy from inside the EEA.
Please contact us if you are visiting our offices and require any form of personal assistance or physical adaptations to be provided for your appointment. A member of staff will be happy to help.
Nomura is an Equal Opportunity Employer Job ID 9975
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Equity Products Transaction Control (Middle Office) Associate employer: Nomura International
Contact Detail:
Nomura International Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Equity Products Transaction Control (Middle Office) Associate
✨Tip Number 1
Familiarise yourself with the specific equity products that Nomura deals with, especially in the Prime Brokerage and Delta-1 areas. Understanding these products will not only help you during interviews but also demonstrate your genuine interest in the role.
✨Tip Number 2
Network with current or former employees of Nomura, particularly those in the Middle Office or Transaction Control teams. They can provide valuable insights into the company culture and expectations, which can be beneficial for your application.
✨Tip Number 3
Brush up on your analytical skills and risk management knowledge, as these are crucial for the role. Consider taking online courses or attending workshops that focus on operational risk in financial services to enhance your expertise.
✨Tip Number 4
Prepare to discuss how you would handle client interactions and resolve issues effectively. Role-playing potential scenarios with a friend or mentor can help you articulate your problem-solving approach during the interview.
We think you need these skills to ace Equity Products Transaction Control (Middle Office) Associate
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Equity Products Transaction Control Associate position. Understand the key responsibilities and required skills, as this will help you tailor your application.
Tailor Your CV: Customise your CV to highlight relevant experience in equity products and middle office roles. Emphasise your analytical skills, risk management experience, and any client-facing roles you've held to align with the job requirements.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of Nomura's business and how your background fits the role. Mention specific experiences that demonstrate your ability to manage operational risk and provide excellent client service.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for the role.
How to prepare for a job interview at Nomura International
✨Understand the Role
Before the interview, make sure you thoroughly understand the responsibilities of the Equity Products Transaction Control Associate role. Familiarise yourself with the key functions of the Middle Office and how they interact with trading desks. This will help you articulate your understanding during the interview.
✨Showcase Your Analytical Skills
Given the importance of analytical skills in this role, be prepared to discuss specific examples from your past experiences where you successfully analysed data or resolved complex issues. Highlight your ability to manage operational risk and improve processes.
✨Prepare for Client Interaction Scenarios
Since this is a client-facing role, think about how you would handle various client scenarios. Be ready to demonstrate your communication skills and ability to build relationships, as well as how you would respond to client queries effectively.
✨Familiarise Yourself with Regulatory Knowledge
Understanding the regulatory environment surrounding equity products is crucial. Brush up on relevant regulations and be prepared to discuss how they impact the transaction control process. This shows your commitment to compliance and risk management.
