Equities Trade Surveillance Officer — 3-Month Contract

Equities Trade Surveillance Officer — 3-Month Contract

Temporary 40000 - 50000 £ / year (est.) No working from home possible
Nomura International

At a Glance

  • Tasks: Monitor trades to spot market abuse and support compliance investigations.
  • Company: Join Nomura International, a leading financial services firm in London.
  • Benefits: Gain valuable experience in a fast-paced environment for 3 months.
  • Other info: Perfect opportunity for those looking to kickstart their career in finance.
  • Why this job: Make a difference in financial compliance while enhancing your skills.
  • Qualifications: Strong knowledge of equities and experience with trade surveillance systems.

The predicted salary is between 40000 - 50000 £ per year.

Nomura International is seeking an Equities Trade Surveillance Compliance Officer for a temporary role lasting 3 months in London. The successful candidate will perform trade surveillance to identify market abuse and assist with compliance-related investigations.

This position requires strong equities product knowledge and experience with trade surveillance systems such as Actimize or SMARTS.broker. A good attention to detail and strong communication skills are essential.

Equities Trade Surveillance Officer — 3-Month Contract employer: Nomura International

At Nomura International, we pride ourselves on fostering a dynamic and inclusive work environment that encourages professional growth and development. As an Equities Trade Surveillance Officer in London, you will benefit from our commitment to employee well-being, competitive remuneration, and the opportunity to work alongside industry experts in a fast-paced, collaborative setting. Join us to make a meaningful impact in compliance while enhancing your skills in a supportive atmosphere.

Nomura International

Contact Details:

Nomura International Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Equities Trade Surveillance Officer — 3-Month Contract

Tip Number 1

Network like a pro! Reach out to your connections in the finance industry, especially those who work in compliance or trade surveillance. A friendly chat can lead to insider info about job openings or even a referral.

Tip Number 2

Prepare for interviews by brushing up on your equities product knowledge and trade surveillance systems. We recommend practising common interview questions related to market abuse and compliance scenarios to show you’re ready to tackle the role.

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the position. It keeps you fresh in their minds!

Tip Number 4

Apply through our website for the best chance at landing that Equities Trade Surveillance Officer role. We make it easy for you to showcase your skills and experience directly to employers looking for talent like yours!

We think you need these skills to ace Equities Trade Surveillance Officer — 3-Month Contract

Equities Product Knowledge
Trade Surveillance
Actimize
SMARTS.broker
Attention to Detail
Communication Skills
Compliance-related Investigations

Some tips for your application 🫡

Show Off Your Knowledge:Make sure to highlight your strong equities product knowledge in your application. We want to see how your experience aligns with the role, so don’t hold back on showcasing your expertise!

Detail is Key:Since attention to detail is crucial for this position, ensure your application is free from typos and errors. We appreciate a polished presentation, so take the time to proofread before hitting send!

Communicate Clearly:Strong communication skills are essential for this role. Use your application to demonstrate your ability to convey complex information clearly and concisely. We love seeing candidates who can articulate their thoughts well!

Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you’re considered for the role. Let’s get started on this journey together!

How to prepare for a job interview at Nomura International

Know Your Equities Inside Out

Make sure you brush up on your equities product knowledge before the interview. Familiarise yourself with recent market trends and any relevant regulations. This will not only show your expertise but also demonstrate your genuine interest in the role.

Get Comfortable with Surveillance Systems

If you have experience with trade surveillance systems like Actimize or SMARTS.broker, be ready to discuss it in detail. Prepare examples of how you've used these systems in past roles to identify market abuse or assist in compliance investigations.

Attention to Detail is Key

Since this role requires a keen eye for detail, think of specific instances where your attention to detail made a difference in your work. Be prepared to share these examples during the interview to highlight your suitability for the position.

Communicate Clearly and Confidently

Strong communication skills are essential for this role. Practice articulating your thoughts clearly and confidently. Consider doing mock interviews with a friend or using online resources to refine your communication style.