Nomura Holdings, Inc. is seeking an Equities Trade Surveillance Compliance Officer (3 Months) in London to support the EMEA Compliance team with equity trade surveillance and related functions.
The role covers market abuse monitoring, investigations, and liaison with MLRO when suspicious activity is detected. The position requires strong equities knowledge and experience with surveillance tools, with a focus on adherence to EU/UK rules and collaboration with Compliance IT and the global
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Equities Trade Surveillance Specialist (3-Month Contract) in London employer: Nomura Holdings, Inc.
Nomura is an exceptional employer, offering a dynamic work culture that prioritises collaboration and innovation within the Greentech Industrials & Infrastructure sector. Located in London, employees benefit from unparalleled access to global markets and a commitment to professional development, ensuring meaningful career growth opportunities. With a strong focus on diversity and inclusion, Nomura fosters an environment where every team member can thrive and contribute to impactful projects in energy transition and infrastructure.
