At a Glance
- Tasks: Analyse trade surveillance and manage compliance investigations in a fast-paced environment.
- Company: Join Nomura Holdings, a leading global financial services firm.
- Benefits: Gain valuable experience in compliance and enhance your professional skills.
- Other info: Temporary role with potential for future opportunities in a dynamic team.
- Why this job: Make an impact in the finance world while developing your expertise in trade surveillance.
- Qualifications: Strong knowledge of equities products and experience with trade surveillance systems required.
The predicted salary is between 50000 - 60000 £ per year.
Nomura Holdings, Inc. is looking for an Equities Trade Surveillance Compliance Officer in London for a temporary 3-month role. This position focuses on trade surveillance analysis, compliance functions, and managing surveillance investigations.
Candidates should have strong equities product knowledge, experience with trade surveillance systems like Actimize, and a good understanding of EU regulatory rules. Attention to detail and report writing skills are essential. The role supports the EMEA Compliance department.
Equities Trade Surveillance Compliance Officer (3-Month) in London employer: Nomura Holdings, Inc.
At Nomura Holdings, Inc., we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel in their roles. As an Equities Trade Surveillance Compliance Officer in London, you will benefit from our commitment to professional development, with opportunities for growth and learning in a fast-paced environment. Our focus on compliance excellence and teamwork ensures that you will be part of a supportive community dedicated to achieving meaningful results in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Equities Trade Surveillance Compliance Officer (3-Month) in London
✨Tip Number 1
Network like a pro! Reach out to folks in the finance and compliance sectors on LinkedIn. A friendly message can go a long way, and you never know who might have the inside scoop on job openings.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of trade surveillance systems like Actimize. We recommend doing mock interviews with friends or using online platforms to get comfortable discussing your experience and skills.
✨Tip Number 3
Showcase your attention to detail! During interviews, be ready to discuss specific examples where your meticulous nature made a difference in your previous roles. This will help you stand out as a candidate who truly understands the importance of compliance.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Equities Trade Surveillance Compliance Officer (3-Month) in London
Some tips for your application 🫡
Show Off Your Trade Knowledge:Make sure to highlight your strong equities product knowledge in your application. We want to see how your experience aligns with the trade surveillance analysis and compliance functions we’re looking for.
Be Detail-Oriented:Attention to detail is key for this role, so ensure your application is free from typos and errors. We appreciate a well-structured application that reflects your report writing skills.
Familiarise Yourself with Regulations:Since understanding EU regulatory rules is crucial, mention any relevant experience you have. We love candidates who can demonstrate their knowledge of compliance in the context of trade surveillance.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at Nomura Holdings, Inc.
✨Know Your Equities Inside Out
Make sure you brush up on your equities product knowledge. Understand the nuances of different equity instruments and how they are traded. This will not only help you answer technical questions but also show your genuine interest in the role.
✨Familiarise Yourself with Trade Surveillance Systems
Since experience with trade surveillance systems like Actimize is crucial, take some time to review how these systems work. If possible, get hands-on experience or watch tutorials online. Being able to discuss specific functionalities will impress your interviewers.
✨Understand EU Regulatory Rules
Dive into the key EU regulatory rules that impact trade surveillance. Be prepared to discuss how these regulations affect compliance functions. Showing that you’re well-versed in this area will demonstrate your readiness for the role.
✨Polish Your Report Writing Skills
As report writing is essential for this position, practice drafting concise and clear reports. You might even want to prepare a sample report based on hypothetical surveillance findings. This will showcase your attention to detail and communication skills during the interview.
