At a Glance
- Tasks: Analyse trade surveillance and manage compliance investigations in a fast-paced environment.
- Company: Join Nomura Holdings, a leading global financial services firm.
- Benefits: Gain valuable experience in compliance and enhance your professional skills.
- Other info: Temporary role with potential for future opportunities in a dynamic team.
- Why this job: Make a real impact in the finance sector while developing your expertise.
- Qualifications: Strong knowledge of equities products and experience with trade surveillance systems.
The predicted salary is between 50000 - 60000 £ per year.
Nomura Holdings, Inc. is looking for an Equities Trade Surveillance Compliance Officer in London for a temporary 3-month role. This position focuses on trade surveillance analysis, compliance functions, and managing surveillance investigations.
Candidates should have strong equities product knowledge, experience with trade surveillance systems like Actimize, and a good understanding of EU regulatory rules. Attention to detail and report writing skills are essential. The role supports the EMEA Compliance department.
Equities Trade Surveillance Compliance Officer (3-Month) employer: Nomura Holdings, Inc.
At Nomura Holdings, Inc., we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel in their roles. As an Equities Trade Surveillance Compliance Officer in London, you will benefit from our commitment to professional development, with opportunities for growth and learning in a fast-paced environment. Our focus on compliance excellence and teamwork ensures that you will be part of a supportive network dedicated to achieving meaningful results in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Equities Trade Surveillance Compliance Officer (3-Month)
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. A friendly chat can lead to insider info about job openings or even referrals that could give you an edge.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of equities products and trade surveillance systems. We recommend practising common interview questions related to compliance and regulatory rules to show you're the right fit.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we often have exclusive roles listed there that you won’t find anywhere else.
We think you need these skills to ace Equities Trade Surveillance Compliance Officer (3-Month)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your experience with equities products and trade surveillance systems like Actimize. We want to see how your skills match the job description, so don’t be shy about showcasing your relevant experience!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Equities Trade Surveillance Compliance Officer role. We love seeing enthusiasm and a clear understanding of EU regulatory rules, so let that passion come through.
Show Off Your Attention to Detail:Since attention to detail is key for this role, make sure your application is free from typos and errors. We appreciate candidates who take the time to present their work neatly and professionally, so double-check everything before hitting send!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and you’ll be good to go!
How to prepare for a job interview at Nomura Holdings, Inc.
✨Know Your Equities Inside Out
Make sure you brush up on your equities product knowledge. Understand the different types of equities, market trends, and how they relate to compliance. This will not only help you answer questions confidently but also show your genuine interest in the role.
✨Familiarise Yourself with Trade Surveillance Systems
Since experience with trade surveillance systems like Actimize is crucial, take some time to review how these systems work. If possible, get hands-on experience or watch tutorials online. Being able to discuss specific functionalities will impress your interviewers.
✨Understand EU Regulatory Rules
Dive deep into the EU regulatory landscape, especially those rules that pertain to trade surveillance. Be prepared to discuss how these regulations impact compliance functions. This shows that you’re not just knowledgeable but also proactive about staying updated.
✨Polish Your Report Writing Skills
Since report writing is essential for this role, practice summarising complex information clearly and concisely. Bring examples of reports you've written in the past, if possible, to demonstrate your skills. This will highlight your attention to detail and ability to communicate effectively.
