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- Tasks: Lead regulatory compliance for M&A and corporate finance in the UK and EU.
- Company: Join a dynamic consulting firm focused on M&A and corporate finance solutions.
- Benefits: Enjoy flexible working options and opportunities for professional growth.
- Why this job: Make a real impact by ensuring compliance while working with top-tier clients.
- Qualifications: Fluent in German and English, with experience in regulatory compliance and consulting.
- Other info: Ideal for those returning to work; previous compliance experience is a plus.
The predicted salary is between 48000 - 72000 £ per year.
Location: London or Frankfurt
Languages: German and English, other European languages a plus
Key Responsibilities:
- Oversee regulatory compliance in the UK, EU and other EMEA territories by applying hands-on practical approach
- Transaction Advisory: Provide pragmatic, hands-on compliance solutions that align with business objectives while mitigating regulatory risks
- Regulatory Oversight: Ensure full compliance with German (BaFin), EU, and UK (FCA) financial regulations related to corporate finance and M&A activities
- Licensing & Passporting: work with the team on obtaining BaFin license in Germany and passporting across the EU where applicable
- Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements
- Monitoring & Reporting: Maintain ongoing compliance monitoring programs and prepare regulatory filings
Skills & Experience Required:
- Consulting & Corporate Finance Experience: Familiarity with consulting businesses specialising in M&A and corporate finance
- Regulatory Expertise: In-depth knowledge of BaFin regulations, EU regulatory frameworks, and UK FCA rules for financial services
- Independent & Commercially Minded: Ability to interpret complex regulations in a practical, business-friendly manner
- Operational experience and ability to multi-task: Experience advising senior management on compliance risks
- Adaptability: Open to candidates returning to the workforce, particularly those with previous BaFin/FCA regulatory compliance experience
- Great interpersonal skills to deliver results-oriented regulatory compliance
- Bilingual Proficiency: Fluent in German and English – must be able to engage with regulators and clients in both languages
Preferred Qualifications:
- Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm
- Legal or financial background (Law, Economics, Finance, or equivalent qualification)
- Professional certifications (e.g., CAMS, ICA, CFA, or equivalent compliance qualifications)
Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance) employer: NomosFIT
Contact Detail:
NomosFIT Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance)
✨Tip Number 1
Network with professionals in the consulting and compliance sectors, especially those who have experience with M&A and corporate finance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory compliance.
✨Tip Number 2
Familiarise yourself with the specific regulations of BaFin, FCA, and EU frameworks. Consider joining online forums or groups where compliance professionals discuss challenges and solutions related to these regulations, as this can provide valuable insights.
✨Tip Number 3
Showcase your bilingual skills by engaging in discussions or writing articles in both German and English about regulatory compliance topics. This will not only demonstrate your language proficiency but also your expertise in the field.
✨Tip Number 4
Prepare for interviews by practising how to explain complex regulatory concepts in a straightforward manner. Use real-world examples from your past experiences to illustrate your ability to provide practical compliance solutions that align with business objectives.
We think you need these skills to ace Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory compliance, particularly in M&A and corporate finance. Use specific examples that demonstrate your familiarity with BaFin, FCA, and EU regulations.
Craft a Compelling Cover Letter: Write a cover letter that showcases your bilingual proficiency in German and English. Emphasise your ability to provide practical compliance solutions and your experience advising senior management on compliance risks.
Highlight Relevant Skills: In your application, clearly outline your consulting and corporate finance experience. Mention any professional certifications you hold, such as CAMS or ICA, and how they relate to the role.
Showcase Interpersonal Skills: Demonstrate your great interpersonal skills in your application. Provide examples of how you've successfully engaged with regulators and clients, ensuring compliance while aligning with business objectives.
How to prepare for a job interview at NomosFIT
✨Showcase Your Regulatory Knowledge
Make sure to brush up on your knowledge of BaFin, FCA, and EU regulations. Be prepared to discuss how these regulations impact corporate finance and M&A activities, as this will demonstrate your expertise and understanding of the role.
✨Prepare Real-World Examples
Think of specific instances where you've successfully navigated compliance challenges in a consulting environment. Sharing these examples will help illustrate your hands-on approach and problem-solving skills, which are crucial for this position.
✨Demonstrate Interpersonal Skills
Since great interpersonal skills are essential for this role, practice articulating your thoughts clearly and confidently. Be ready to engage in discussions about how you’ve effectively communicated with regulators and clients in both German and English.
✨Highlight Your Adaptability
If you have experience returning to the workforce or adapting to new regulatory environments, make sure to mention it. This shows that you can handle change and thrive in dynamic situations, which is vital for a role that involves ongoing compliance monitoring.
