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- Tasks: Lead regulatory compliance for M&A and corporate finance in the UK and EU.
- Company: Join a dynamic consulting firm focused on M&A and corporate finance solutions.
- Benefits: Enjoy flexible working options and a collaborative team environment.
- Why this job: Make a real impact by ensuring compliance while supporting business growth.
- Qualifications: Fluent in German and English with experience in regulatory compliance and consulting.
- Other info: Ideal for those returning to work or seeking to advance their compliance career.
The predicted salary is between 48000 - 72000 £ per year.
Location: London or Frankfurt
Languages: German and English, other European languages a plus
Key Responsibilities:
- Oversee regulatory compliance in the UK, EU and other EMEA territories by applying hands-on practical approach
- Provide pragmatic, hands-on compliance solutions that align with business objectives while mitigating regulatory risks
- Ensure full compliance with German (BaFin), EU, and UK (FCA) financial regulations related to corporate finance and M&A activities
- Work with the team on obtaining BaFin license in Germany and passporting across the EU where applicable
- Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements
- Maintain ongoing compliance monitoring programs and prepare regulatory filings
Skills & Experience Required:
- Familiarity with consulting businesses specialising in M&A and corporate finance
- In-depth knowledge of BaFin regulations, EU regulatory frameworks, and UK FCA rules for financial services
- Ability to interpret complex regulations in a practical, business-friendly manner
- Experience advising senior management on compliance risks
- Open to candidates returning to the workforce, particularly those with previous BaFin/FCA regulatory compliance experience
- Great interpersonal skills to deliver results-oriented regulatory compliance
- Fluent in German and English – must be able to engage with regulators and clients in both languages
Preferred Qualifications:
- Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm
- Legal or financial background (Law, Economics, Finance, or equivalent qualification)
- Professional certifications (e.g., CAMS, ICA, CFA, or equivalent compliance qualifications)
Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance) employer: NomosFIT
Contact Detail:
NomosFIT Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance)
✨Tip Number 1
Network with professionals in the regulatory compliance field, especially those who have experience with BaFin and FCA regulations. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance.
✨Tip Number 2
Familiarise yourself with the specific compliance challenges faced by consulting firms in M&A and corporate finance. This will help you demonstrate your understanding of the role during interviews and show how you can provide practical solutions.
✨Tip Number 3
Brush up on your bilingual skills, particularly in German and English. Being able to communicate effectively with regulators and clients in both languages is crucial for this role, so practice your language skills in a professional context.
✨Tip Number 4
Stay updated on the latest regulatory changes in the UK, EU, and Germany. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you are well-informed and can discuss current issues during your interview.
We think you need these skills to ace Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory compliance, particularly in M&A and corporate finance. Use specific examples that demonstrate your familiarity with BaFin, FCA, and EU regulations.
Craft a Compelling Cover Letter: Write a cover letter that showcases your bilingual proficiency in German and English. Emphasise your ability to provide practical compliance solutions and your experience advising senior management on compliance risks.
Highlight Relevant Skills: In your application, clearly outline your consulting and corporate finance experience. Mention any professional certifications you hold, such as CAMS or ICA, as these will strengthen your application.
Showcase Adaptability: If you are returning to the workforce, mention this in your application. Highlight how your previous experience with BaFin/FCA regulations makes you a strong candidate for the role.
How to prepare for a job interview at NomosFIT
✨Showcase Your Regulatory Knowledge
Make sure to brush up on your knowledge of BaFin, FCA, and EU regulations. Be prepared to discuss how these regulations impact corporate finance and M&A activities, as this will demonstrate your expertise and understanding of the role.
✨Demonstrate Practical Solutions
During the interview, focus on providing pragmatic compliance solutions that align with business objectives. Share examples from your past experience where you successfully mitigated regulatory risks while supporting business goals.
✨Highlight Your Consulting Experience
Since the role is within a consulting firm, emphasise your experience in consulting and corporate finance. Discuss specific projects or scenarios where you advised senior management on compliance risks and how you navigated complex regulatory environments.
✨Prepare for Language Proficiency Questions
As bilingual proficiency in German and English is essential, be ready to demonstrate your language skills. You might be asked to engage in a conversation or answer questions in both languages, so practice beforehand to ensure fluency.
