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- Tasks: Provide legal advice on regulatory compliance and support the Risk and Compliance team.
- Company: Join a top-rated law firm known for its inclusive culture and career growth.
- Benefits: Enjoy competitive salary, hybrid working, health cover, and professional development opportunities.
- Why this job: Make a real impact in a key role ensuring high standards of client care and compliance.
- Qualifications: Qualified lawyer with 3-5 years' experience in risk or compliance within a law firm.
- Other info: Diverse workplace committed to inclusivity; flexible full-time or part-time options available.
The predicted salary is between 36000 - 60000 £ per year.
Nockolds Solicitors are a leading Legal 500 and Chambers Law Firm with offices in Bishop’s Stortford, London, and Spain. We are in the Sunday Times Best Companies to Work For and have been accredited with Investors in People Gold since 2012.
We offer a friendly, inclusive, and professional working environment, opportunities for career progression and leadership, support for continued professional development and benefits including a competitive salary, holiday, contributory pension scheme, life assurance, health cover, discretionary annual bonus scheme, and hybrid working.
About the Role
Due to our continued expansion, we are seeking an experienced Regulatory lawyer to join our Risk and Compliance team in the Bishop’s Stortford office with regular visits to the London office. As part of our in-house Risk and Compliance Team, you will provide specialist legal advice and support to management and staff on all aspects of regulatory compliance affecting the firm. This is a key role, helping to ensure that the firm continues to meet its regulatory obligations and maintain high standards of client care and compliance. We will consider full-time or part-time applicants.
You will be responsible for:
- Supporting the firm’s Compliance Officer, Money Laundering Reporting Officer and Data Protection Officer on the SRA Standards and Regulations, anti-money laundering compliance, and data protection, including assisting with any audits and investigations
- Providing clear and practical advice to staff on regulatory issues and queries, for example, confidentiality, conflicts of interest and separate business requirements
- Reviewing and updating the firm’s suite of compliance policies and procedures and communicating changes to staff
- Supporting staff with professional negligence matters and liaising with insurers
- Designing and delivering training for staff on compliance and regulatory matters
- Conducting Regulatory, AML and PEP file reviews and liaising with staff on corrective action
- Monitoring the evolving regulatory landscape and suggesting and implementing changes to ensure the firm’s continuing compliance
- Monitoring any risks in connection with our separate businesses
You will be a qualified lawyer with 3 – 5 years’ pqe and have prior experience in a risk, compliance, or regulatory advisory role within a law firm. You will have experience of handling complaints and/or professional negligence claims and reviewing and drafting policies and procedures. You will have strong interpersonal skills to build good working relationships internally and be confident when dealing with third parties, such as clients, regulators, ombudsman services, assessors, etc.
You must also have an in-depth knowledge of SRA Standards and Regulations, AML legislation and data protection and be able to identify and assess risk and to use trend analysis to recommend changes. An interest in emerging risks around AI and cybersecurity would be advantageous.
Pay range and compensation package
Details regarding the pay range will be provided during the interview process.
Equal Opportunity Statement
Nockolds Solicitors and Nockolds Wealth is committed to diversity and inclusivity in the workplace. We encourage applications from all qualified individuals regardless of race, gender, age, sexual orientation, disability, or any other characteristic protected by law.
Seniority level
- Mid-Senior level
Employment type
- Full-time
Job function
- Accounting/Auditing
Industries
- Legal Services
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Regulatory Associate employer: Nockolds
Contact Detail:
Nockolds Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Associate
✨Network Like a Pro
Get out there and connect with people in the legal field! Attend industry events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Informational Interview
If you can, set up informal chats with people working in compliance or regulatory roles. This is a great way to learn more about the industry and get insider tips. Plus, it shows your genuine interest in the field, which can really make you stand out!
✨Showcase Your Skills
When you get the chance to meet potential employers, be ready to talk about your experience with SRA Standards and AML compliance. Bring examples of how you've tackled challenges in previous roles. We want to see your problem-solving skills in action!
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage with us directly.
We think you need these skills to ace Regulatory Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Associate role. Highlight your relevant experience in risk, compliance, and regulatory advisory roles, and don’t forget to mention your knowledge of SRA Standards and AML legislation!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our team at Nockolds Solicitors. Share specific examples of how you've handled compliance issues or provided legal advice in the past.
Showcase Your Interpersonal Skills: Since this role involves building relationships with staff and third parties, make sure to highlight your strong interpersonal skills. Give examples of how you've successfully communicated complex regulatory matters to non-legal colleagues.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Nockolds
✨Know Your Regulations
Make sure you brush up on the SRA Standards and Regulations, AML legislation, and data protection laws. Being able to discuss these confidently will show that you're not just familiar with the basics but also understand their implications in a practical setting.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've handled compliance issues or provided regulatory advice. This will help demonstrate your hands-on experience and how you can apply it to the role at Nockolds Solicitors.
✨Ask Insightful Questions
Come prepared with questions that show your interest in the firm’s approach to compliance and risk management. Inquire about their current challenges or how they foresee the evolving regulatory landscape impacting their operations.
✨Demonstrate Interpersonal Skills
Since this role involves liaising with various stakeholders, be ready to discuss how you've built relationships in past positions. Highlight your communication style and how you handle conflicts or difficult conversations, as this will be key in a regulatory environment.