Trainee Financial Planning Compliance Officer Location: Manchester City Centre Salary: £35,000 Working towards the CII Level 4 Exams About the Role NJR Recruitment is working in Partnership with an Independent Firm of Financial Planners who is seeking a proactive and detail-oriented Candidate to take the step in to 'Trainee Compliance Officer’ role. The successful candidate will play a key role in maintaining high standards of regulatory compliance and suitability of advice across the business. This role is ideal for someone who has proven experience working for a firm of Financial Planners or an Provider as an Administrator or Trainee Paraplanner/Paraplanner who is eager to develop their career in a supportive and professional environment. Key Responsibilities " Conduct file checks to assess suitability of advice " Perform call checks to ensure compliance with advice standards " Assess vulnerability characteristics and identify necessary support " Deliver clear and structured feedback to advisers and paraplanners " Provide ad-hoc compliance support to business departments " Ensure adherence to FCA regulations, legislation, and internal policies " Assist in implementing and maintaining robust compliance procedures Requirements " Ideally working toward...
Trainee Financial Planning Compliance Officer employer: NJR Recruitment Careers
Join a well-established insurance broker in Stockport as a Commercial Account Handler, where your expertise will be valued in a collaborative and client-focused environment. With competitive salary packages, ongoing training, and hybrid working options, this role offers excellent opportunities for professional growth and development, making it an attractive place for those seeking meaningful employment in the insurance sector.
