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- Tasks: Assess advice quality and provide constructive feedback to improve standards.
- Company: Reputable wealth management firm with a people-focused culture.
- Benefits: Competitive salary, discretionary bonus, private healthcare, and flexible holiday options.
- Other info: Opportunity for professional development and career growth.
- Why this job: Make a real impact on advice quality in a dynamic financial services environment.
- Qualifications: Experience in financial services and strong communication skills.
The predicted salary is between 50000 - 65000 £ per year.
An established and highly regarded wealth management firm is looking for an experienced Advice Quality Reviewer to join its team in London. This is a key role sitting at the heart of the firm's Training & Competence function and an excellent opportunity for someone who wants to make a genuine impact on advice standards across a multi-disciplinary financial services business.
You will be responsible for assessing the quality and suitability of advice across multiple business lines working closely with T&C Supervisors to deliver constructive feedback to advisers, identify trends, and contribute to targeted training and development initiatives. This is a role for someone who is technically strong, takes real pride in standards, and has the communication skills to deliver feedback in a way that genuinely helps advisers improve.
The role:
- Carry out file quality and advice suitability assessments across multiple business lines
- Work closely with T&C Supervisors to deliver clear, constructive feedback to advisers under supervision
- Identify trends in advice quality and contribute to targeted training and coaching initiatives
- Maintain and update T&C processes, supervisory documents, and advice standards
- Support the Technical Director with administrative support and project work
- Maintain up-to-date technical and regulatory knowledge across all relevant areas of the business
- Uphold all regulatory and compliance policies and procedures
What we're looking for:
- Significant experience within financial services, ideally with exposure to advice review or suitability assessment, though this is not essential
- Awareness of relevant FCA regulatory frameworks
- RDR Level 4 qualification in Financial Planning or Investment Management
- Strong written and verbal communication skills - you will be delivering feedback and presenting findings to advisers and stakeholders
- Highly organised, self-directed, and able to manage your own workload effectively
- Collaborative by nature with a positive, proactive approach to continuous improvement
What's on offer:
- Competitive salary and discretionary bonus
- Private healthcare and life assurance
- Competitive holiday allowance with the option to buy, sell, or roll over days
- Pension
- A suite of flexible benefits
- A genuinely people-focused culture within a well-respected, relationship-driven business
This is a great opportunity for someone who is passionate about advice quality and wants to work in an environment that genuinely values high standards, individual contribution, and professional development.
If this sounds like the right move for you, please get in touch or apply.
Quality Assurance Specialist in Slough employer: Nigel James Associates Ltd
Contact Detail:
Nigel James Associates Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Quality Assurance Specialist in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in wealth management. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by practising common questions related to quality assurance and advice standards. We recommend role-playing with a friend or using online resources to boost your confidence and refine your answers.
✨Tip Number 3
Showcase your expertise! Bring examples of your past work that demonstrate your ability to assess advice quality and deliver constructive feedback. This will help you stand out as a candidate who truly understands the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Quality Assurance Specialist in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Quality Assurance Specialist role. Highlight your relevant experience in financial services and any specific skills that match the job description. We want to see how you can make a genuine impact on advice standards!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about advice quality and how your background makes you a great fit for our team. Keep it engaging and personal – we love to see your personality come through!
Showcase Your Communication Skills: Since you'll be delivering feedback and presenting findings, it's crucial to demonstrate your strong written communication skills. Make sure your application is clear, concise, and free of jargon. We appreciate straightforwardness!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our people-focused culture!
How to prepare for a job interview at Nigel James Associates Ltd
✨Know Your Stuff
Make sure you brush up on your knowledge of the FCA regulatory frameworks and advice quality standards. Being able to discuss these confidently will show that you're technically strong and serious about the role.
✨Prepare for Feedback Scenarios
Since you'll be delivering feedback to advisers, think about how you would approach this in a constructive way. Prepare examples of how you've given feedback in the past and how it led to improvements.
✨Show Your Organisational Skills
Be ready to discuss how you manage your workload effectively. Bring examples of how you've prioritised tasks or handled multiple projects at once, as this role requires a highly organised individual.
✨Emphasise Collaboration
This position involves working closely with T&C Supervisors and other team members. Highlight your collaborative nature and provide examples of successful teamwork from your previous roles to demonstrate your proactive approach.