NIGEL JAMES ASSOCIATES LTD in Bath is seeking a Compliance & Quality Assurance Analyst to join its growing Financial Planning team. You will work with Financial Planners and Paraplanners to uphold high standards of advice quality and regulatory compliance.
The role covers file reviews, AML checks, Consumer Duty monitoring and governance reporting, with real scope for progression into a senior compliance position as the firm grows.
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Compliance & QA Analyst — Path to Senior Leadership in Bath employer: Nigel James Associates Ltd
Nigel James Associates Ltd is an exceptional employer, offering a dynamic and collaborative work culture that empowers Senior Financial Planners to thrive in their roles. With a focus on employee growth and development, the company provides access to a leading wealth management platform and a prestigious client base, ensuring that team members can deliver top-tier financial planning services. Located in London and Scotland, employees benefit from a competitive six-figure salary and discretionary bonuses, making it a rewarding place for those seeking meaningful and impactful careers in finance.
Contact Details:
Nigel James Associates Ltd Recruitment Team
