Regulatory Ops & Compliance Analyst: DLT & Trade Workflows

Regulatory Ops & Compliance Analyst: DLT & Trade Workflows

Temporary 36000 - 60000 € / year (est.) No home office possible
Nicoll Curtin

At a Glance

  • Tasks: Engage with regulatory initiatives and design processes for electronic trading.
  • Company: Leading UK recruitment consultancy with a focus on compliance.
  • Benefits: Competitive contract rate, flexible working arrangements, and career advancement.
  • Other info: Mid-senior level role with opportunities to shape industry standards.
  • Why this job: Influence future regulatory workflows in a dynamic trading environment.
  • Qualifications: Strong knowledge of MiFID II, EMIR, and process mapping tools like Visio.

The predicted salary is between 36000 - 60000 € per year.

A leading recruitment consultancy in the UK is seeking a Regulatory Operations & Compliance Analyst to engage with regulatory and market initiatives in electronic trading. This mid-senior level contract role will cover a variety of responsibilities, including client reconciliations, process design across jurisdictions, and developing regulatory reporting systems.

Candidates should have a strong background in regulatory frameworks like MiFID II and EMIR, alongside skills in process mapping tools like Visio. This position offers a unique opportunity to influence future regulatory workflows.

Regulatory Ops & Compliance Analyst: DLT & Trade Workflows employer: Nicoll Curtin

As a leading recruitment consultancy in the UK, we pride ourselves on fostering a dynamic work culture that encourages innovation and collaboration. Our employees benefit from comprehensive professional development opportunities, competitive remuneration, and a supportive environment that values work-life balance. Join us to be part of a team that is at the forefront of regulatory initiatives, where your contributions will directly shape the future of electronic trading compliance.

Nicoll Curtin

Contact Detail:

Nicoll Curtin Recruiting Team

StudySmarter Expert Advice🤫

We think this is how you could land Regulatory Ops & Compliance Analyst: DLT & Trade Workflows

Tip Number 1

Network like a pro! Reach out to folks in the regulatory and compliance space on LinkedIn. Join relevant groups and engage in discussions to get your name out there.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of MiFID II and EMIR. We want you to be able to discuss these frameworks confidently, showing you’re the right fit for the role.

Tip Number 3

Showcase your skills with process mapping tools like Visio. Create a portfolio or examples of your work to demonstrate how you can improve workflows in regulatory operations.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step.

We think you need these skills to ace Regulatory Ops & Compliance Analyst: DLT & Trade Workflows

Regulatory Frameworks
MiFID II
EMIR
Client Reconciliations
Process Design
Regulatory Reporting Systems
Process Mapping Tools

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights your experience with regulatory frameworks like MiFID II and EMIR. We want to see how your skills align with the role, so don’t be shy about showcasing relevant projects or achievements!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about regulatory operations and how your background makes you a perfect fit for this role. We love seeing enthusiasm and a personal touch.

Showcase Your Process Design Skills:Since this role involves process design across jurisdictions, make sure to mention any experience you have with process mapping tools like Visio. We’re keen to see how you can contribute to developing efficient workflows!

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Let’s get your journey started!

How to prepare for a job interview at Nicoll Curtin

Know Your Regulations

Make sure you brush up on key regulatory frameworks like MiFID II and EMIR. Be prepared to discuss how these regulations impact electronic trading and share any relevant experiences you've had in navigating these frameworks.

Showcase Your Process Mapping Skills

Since process design is a big part of the role, be ready to talk about your experience with process mapping tools like Visio. Bring examples of how you've used these tools to improve workflows or compliance processes in previous roles.

Demonstrate Your Analytical Mindset

As a Regulatory Ops & Compliance Analyst, analytical skills are crucial. Prepare to discuss specific instances where you've analysed data or reconciled client accounts, highlighting your attention to detail and problem-solving abilities.

Engage with Current Market Initiatives

Stay updated on the latest trends and initiatives in electronic trading. During the interview, reference current events or changes in regulations that could affect the industry, showing that you're proactive and knowledgeable about the field.