At a Glance
- Tasks: Review and manage surveillance alerts while contributing to process improvements.
- Company: Leading international electronic trading firm with a dynamic environment.
- Benefits: Competitive day rate, hybrid work model, and exposure to senior professionals.
- Other info: Interviews next week – don't miss your chance!
- Why this job: Join a high-impact team shaping the future of compliance monitoring.
- Qualifications: Experience with SMARTS alerts and knowledge of Fixed Income is essential.
We are seeking a hands-on Surveillance Analyst to join a leading international electronic trading firm for a 6-month fixed-term contract. You will focus on alert disposition and case management across RFQ (US) and CLOB (EU), with exposure to Fixed Income, equity derivatives, and repos.
This is not just a BAU alerting role – you’ll have the opportunity to contribute to process improvements, support alert calibration, enhance MI and dashboards, and engage with stakeholders across Compliance, Risk, and Technology.
Key Responsibilities:- Daily review and escalation of surveillance alerts (SMARTS)
- Case management through to regulatory submission
- Support alert optimisation and calibration
- Contribute to dashboards and management information (Tableau)
- Provide constructive feedback on surveillance processes
- Strong SMARTS alert disposition experience
- Fixed Income knowledge (bonds, credit and interest rate derivatives)
- Understanding of market abuse typologies and regulatory frameworks
- Confident stakeholder engagement, both verbal and written
- Tableau experience beneficial; Python/SQL advantageous but not essential
- 6-month
- London-based (UK hours)
- Day rate: £350–£450/day
- High-volume, global trading environment
- Collaborate with senior compliance and risk professionals
- Opportunity to contribute to scalable surveillance solutions
Apply now to join a dynamic, high-impact surveillance team shaping the future of compliance monitoring - Interviews next week.
International Compliance Surveillance Analyst employer: Nicoll Curtin
Join a leading international electronic trading firm that values innovation and collaboration, offering a dynamic work environment in London. As an International Compliance Surveillance Analyst, you'll not only engage with senior professionals but also have the chance to drive process improvements and contribute to scalable solutions in a high-volume trading setting. With a focus on employee growth and a supportive culture, this role provides a unique opportunity for meaningful impact in the compliance landscape.
StudySmarter Expert Advice🤫
We think this is how you could land International Compliance Surveillance Analyst
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance and trading sectors on LinkedIn. A friendly message can go a long way, and who knows, they might just have the inside scoop on job openings.
✨Tip Number 2
Prepare for those interviews! Brush up on your knowledge of market abuse typologies and regulatory frameworks. We recommend practising common interview questions related to alert disposition and case management to show you’re ready to hit the ground running.
✨Tip Number 3
Show off your skills! If you’ve got experience with SMARTS or Tableau, make sure to highlight that in conversations. Bring examples of how you’ve contributed to process improvements in past roles – it’ll set you apart from the crowd.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace International Compliance Surveillance Analyst
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of International Compliance Surveillance Analyst. Highlight your experience with SMARTS alert disposition and any relevant knowledge in Fixed Income or market abuse typologies. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and surveillance. Mention specific experiences that relate to the responsibilities listed in the job description, and don’t forget to show us your personality!
Showcase Your Stakeholder Engagement Skills:Since this role involves engaging with various stakeholders, make sure to highlight your communication skills. Share examples of how you've successfully collaborated with others in previous roles, whether verbally or in writing. We love seeing teamwork in action!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our dynamic team. Don’t miss out on this opportunity!
How to prepare for a job interview at Nicoll Curtin
✨Know Your Stuff
Make sure you brush up on your knowledge of SMARTS alert disposition and market abuse typologies. Familiarise yourself with the regulatory frameworks relevant to the role, as this will show that you're not just a candidate, but someone who understands the industry.
✨Showcase Your Experience
Be ready to discuss your previous experience with Fixed Income and any relevant case management you've done. Prepare specific examples that highlight your contributions to process improvements or how you've optimised alerts in past roles.
✨Engage with Stakeholders
Since stakeholder engagement is key, think about how you can demonstrate your communication skills. Prepare to share instances where you've successfully collaborated with teams or provided constructive feedback, as this will showcase your ability to work well in a dynamic environment.
✨Get Technical
If you have experience with Tableau, Python, or SQL, make sure to mention it! Even if it's not essential, showing that you're tech-savvy can set you apart. Consider preparing a few insights or examples of how you've used these tools in your previous roles.
