About the role
We are seeking a Compliance Consultant to guide and support NFUM business units to implement the stated ‘Compliance Conduct’ strategy that enables NFUM group to deliver appropriate customer outcomes.
You will:
- Monitor, identify, interpret and communicate regulatory changes and communicate implications to relevant stakeholders, tracking actions where appropriate.
- Build and maintain effective business partner relationships and assist in analysing the implications of business and regulatory changes. Evaluate proposed business solutions to influence appropriate outcomes.
- Articulate and champion compliance conduct strategy. Challenge, advise and influence the business to ensure that conduct risks are fully identified assessed, evaluated and managed in line with defined risk appetites. Provide guidance and support to enable business managers to fulfil their individual regulatory obligations within risk appetite.
- Anticipate, identify, act upon and escalate via line manager to Conduct Regulation Manager, actual and emerging conduct risks, issues and poor customer outcomes that may inform the Compliance Dashboard.
- Develop and maintain knowledge of key areas of FCA regulation relevant to the NFU Mutual Group to ensure regulatory risks are identified and fair customer outcomes achieved.
- Play an active part in regulatory information requests and thematic reviews, including direction and support on business preparation activities and timely collation and delivery of MI data, in order to support a good relationship with the regulator and protect NFUM
- Deliver short term / one-off projects and activities as required by and to the standards and outcomes agreed with Line Manager.
What we're looking for
- An excellent communicator who enjoys developing relationships
- A pragmatic, compelling and inquisitive character
- The ability to take initiative and thrive in a busy and diverse environment
- Knowledge of FCA handbook and Conduct Regulation
- Experience of working in the financial services sector
- Experience of influencing, challenging, collaborative working and developing productive relationships with the wider business
- Experience of researching and interpreting complex or technical information and distilling and communicating this clearly to a wider audience
- Financial services qualification or a relevant business related degree is desirable.
What we can offer
Here at NFU Mutual we pride ourselves on being “a great place to work” and have again been presented with the Gallup Great Workplace Award. Along with a supportive culture you can also look forward to some very attractive reward benefits such as:
- Salary of £38,000-£45,000
- Annual bonus (up to 17.5%)
- Contributory pension scheme (maximum of 12% company contribution)
- 25 days holiday plus bank holidays (additional holiday purchase scheme)
- Employee discounts
- Gym subsidy
- Health and wellbeing plan
- Discounted Insurance on all NFU Mutual Policies
About us
One of the UK’s leading general insurance and financial services companies, NFU Mutual has been meeting our customers’ needs for over 100 years. As an employee you are very important to us. We empower and inspire you to perform, offer opportunities to grow and we recognise and reward you for your contribution.
At NFU Mutual we look for people like you, who have customers at the heart of what you do. You recognise that your customers’ financial lives can only benefit by having a financial plan in place that reflects their circumstances both now and in the future.
Compliance Consultant employer: NFU Mutual
NFU Mutual is an excellent employer that values collaboration and innovation, offering a hybrid work model that allows for 80% homeworking. With a strong focus on employee development and a supportive work culture, team members are encouraged to grow their skills in data analysis and coding while making a real impact on customer outcomes. The Stratford-upon-Avon office provides a vibrant environment where employees can connect with colleagues across various departments, enhancing both professional and personal growth.
