At a Glance
- Tasks: Ensure compliance with regulations and provide guidance to the business.
- Company: Join NFP, part of the Aon Group, in a dynamic environment.
- Benefits: Competitive salary, hybrid working, generous leave, and wellness perks.
- Why this job: Make a real impact in a fast-paced industry while developing your career.
- Qualifications: Strong communication skills and understanding of UK regulatory frameworks.
- Other info: Opportunities for community involvement and personal development.
The predicted salary is between 36000 - 60000 ÂŁ per year.
We're hiring for a Senior Compliance Officer to support our growing compliance team at NFP, an Aon company (Europe). The role is an integral part of the compliance function, working collectively to ensure NFP Europe operates effectively in accordance with relevant rules and regulations.
Responsibilities
- Regulatory Compliance & Oversight: Ensuring dayâtoâday compliance with FCA and other regulatory requirements. Administering compliance systems and tools such as policy portals and training platforms. Coordinating the implementation of Consumer Duty Rules, Conduct Rules, and SMCR responsibilities. Ensuring timely and accurate FCA and other regulatory filings, notifications, and reports.
- Advisory: Providing effective regulatory business partnering to the first line of defence (1LOD). Delivering pragmatic advice, technical guidance, and oversight on compliance and regulatory matters. Building strong collaborative relationships with 1LOD and operational departments. Bringing a compliance and regulatory perspective to key business forums, initiatives, and projects. Supporting and guiding business units through integrationârelated activities.
- Governance: Acting as a liaison with external regulators and auditors. Preparing documentation for regulatory inspections and audits. Managing external and internal audit processes. Analysing compliance and business performance data to identify trends and provide challenge. Identifying and escalating potential compliance risks to senior management. Preparing management information and reports for entity boards, senior management, and regulatory bodies.
- Compliance Risk Management: Contributing to the development and maintenance of the firm's risk register. Supporting the group's assessment of regulatory risks as part of the enterprise risk management (ERM) framework.
- Regulatory Change and Updates: Monitoring compliance obligations specific to the business area. Interpreting new regulations and insuranceâspecific legislation and advising on required business adjustments. Delivering briefings and training on key regulatory topics and emerging issues.
- Policy and Procedure Management: Implementing, maintaining, and updating compliance policies and procedures. Ensuring policies are effectively communicated, embedded, and aligned with regulatory requirements. Providing guidance and training to support consistent policy application.
- Record Keeping and Documentation: Maintaining accurate and upâtoâdate compliance records, including monitoring logs and incident reports.
Qualifications
- Excellent communication (verbal and written) and ability to translate complex regulation into actionable business guidance.
- Good problemâsolving skills with a solutionâoriented mindset.
- Strong organisational skills and attention to detail, with the capacity for a highâlevel view.
- Excellent stakeholder management skills and the ability to build and maintain strong relationships while maintaining professional distance.
- Ability to act as a critical friend, delivering constructive challenge and identifying solutions.
- Strong understanding of the UK's regulatory regime as it applies to general insurance activities.
About NFP
Over 600 people in the UK and Ireland, more than 8,000 employees worldwide. Part of the Aon Group, specialising in helping businesses in four core areas: insurance, health and safety, employee benefits, and HR, people and talent.
What You'll Love About Working Here
- Dynamic, fastâpaced organisation in an exciting industry.
- Opportunity for globally impactful work from day one.
- Learning from industry and business line specialists with decades of experience.
- Variety of projects to work on and challenges to solve.
- Peopleâfirst culture that supports your wellâbeing and development.
- Rich suite of employee benefits and outâofâwork perks.
Benefits
- Competitive salary with regular reviews.
- Matched employer pension contributions.
- Life assurance and group income protection.
- Lifestyle discounts for wellâknown brands.
- Hybrid working flexibility.
- Generous annual leave allowance.
- Comprehensive private healthcare.
- Healthcare cash plan.
- Additional days off throughout the year to focus on wellbeing.
- Opportunities to volunteer and give back to the community, including charity fundraising challenges and events.
- Awardâwinning apprenticeship programme for local schoolchildren.
Senior Compliance Officer employer: NFP, an Aon company (Europe)
Contact Detail:
NFP, an Aon company (Europe) Recruiting Team
StudySmarter Expert Advice đ€«
We think this is how you could land Senior Compliance Officer
âšTip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role thatâs perfect for you.
âšTip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance best practices. We recommend creating a cheat sheet with key points to discuss, so you can impress your interviewers with your expertise.
âšTip Number 3
Donât underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the role. It shows youâre keen and professional.
âšTip Number 4
Apply through our website for the best chance at landing that Senior Compliance Officer role. We love seeing applications directly from motivated candidates like you, so donât hold back!
We think you need these skills to ace Senior Compliance Officer
Some tips for your application đ«Ą
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Officer role. Highlight your experience with regulatory compliance, stakeholder management, and any relevant tools you've used. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Don't forget to mention specific experiences that relate to the job description.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear and concise language, and if possible, provide examples of how you've effectively communicated complex regulations in the past.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at NFP, an Aon company (Europe)
âšKnow Your Regulations
Make sure you brush up on the FCA and other relevant regulations before your interview. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
âšShowcase Your Advisory Skills
Prepare examples of how you've provided regulatory advice in previous roles. Highlight your ability to translate complex regulations into actionable guidance, as this is crucial for the Senior Compliance Officer position.
âšBuild Relationships
Demonstrate your stakeholder management skills by discussing how you've built strong relationships with operational departments or regulators. This role requires collaboration, so showing that you can connect with others is key.
âšBe Solution-Oriented
Think of instances where you've identified compliance risks and proposed solutions. A solution-oriented mindset is essential, so be ready to share how you've tackled challenges in the past.