At a Glance
- Tasks: Oversee marketing compliance and ensure alignment with regulations across EMEA and LatAm.
- Company: Join Neuberger Berman, a leading investment management firm with a global presence.
- Benefits: Competitive salary, hybrid work model, and opportunities for professional growth.
- Other info: Be part of a collaborative team dedicated to excellence in compliance.
- Why this job: Make a significant impact in compliance while working in a dynamic financial environment.
- Qualifications: Law/finance degree and 5+ years in financial promotions compliance required.
The predicted salary is between 59400 - 72600 £ per year.
Neuberger Berman Group LLC is seeking a seasoned Compliance Officer to oversee marketing and distribution compliance across EMEA and Lat Am.
You will review communications, advise on cross-border requirements, and support product launches, ensuring alignment with applicable regulations and internal policies.
The role requires a law/finance-focused degree and 5+ years in financial promotions and distribution compliance, with deep knowledge of FCA, Mi FID II, UCITS and ESMA guidelines.
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Global Compliance Officer - Marketing & Distribution Hybrid employer: Neuberger Berman Group LLC
Neuberger is an exceptional employer, offering a collaborative and innovative work culture that prioritises employee engagement and long-term client success. With a strong focus on professional development and a commitment to diversity, employees benefit from a supportive environment where their contributions are valued and rewarded. Located in a dynamic global market, the Compliance Officer role provides unique opportunities to influence compliance frameworks across EMEA and LatAm, ensuring impactful work in a leading investment management firm.
Contact Details:
Neuberger Berman Group LLC Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Global Compliance Officer - Marketing & Distribution Hybrid
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Neuberger Berman Group LLC looking for candidates who are engaged and informed.
We think you need these skills to ace Global Compliance Officer - Marketing & Distribution Hybrid
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Neuberger Berman Group LLC. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Neuberger Berman Group LLC
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Neuberger Berman Group LLC’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
