At a Glance
- Tasks: Join a global team enhancing surveillance calibration and reporting methodologies.
- Company: Dynamic financial services firm with a commitment to innovation.
- Benefits: Competitive salary, diverse work environment, and opportunities for professional growth.
- Other info: Collaborate with global teams and engage with senior management regularly.
- Why this job: Make a real impact in compliance and surveillance while working with cutting-edge technology.
- Qualifications: Experience in surveillance activities and strong knowledge of market regulations required.
The predicted salary is between 50000 - 65000 £ per year.
Be a part of a global team that is responsible for developing, enhancing and maintaining the framework and methodologies relating to surveillance calibration, validation and optimization, analytics and reporting.
Execution of standards for surveillance scenario calibration, validation, optimization, analytics and reporting. Responsible for performing scenario calibration and re‑calibration employing statistical analysis and other quantitative measurements to improve the effectiveness and efficiency of surveillance alerts.
Perform validation and effectiveness reviews of various trade surveillances that involves an assessment of business specifications, regulatory coverage, product coverage, design implementation, etc.
Coordinate with Regional Heads of Surveillance and Regional Surveillance Leads to review quantitative output from calibrations and effectiveness reviews and to overlay qualitative elements to optimize scenarios and improve alert productivity.
Responsible for conceiving and developing (or working with Technology to develop) Surveillance metric dashboards and reporting packs for internal (Surveillance team) and external publication that involves performance, operational and risk metrics.
Contribute to the continuous improvement of the operating model for surveillance calibration, validation, optimization, analytics and reporting. Identify areas of improvement based on the calibration and validation findings and other key inputs.
What program/technology/software knowledge is essential for this role?
- Nasdaq NTS (Smarts) - Calibration Implementation Workbench (essential)
- General Office Suite
- KX (First Derivatives)
- Trading Hub
Must have:
- Experience performing and/or supporting surveillance activities for institutional sales and trading businesses.
- Strong subject matter expertise on market abuse and strong technical knowledge of wealth management regulatory requirements.
- Strong knowledge of industry best practice relating to surveillance techniques and methodology.
- Experience working in a global organization with global teams across multiple regions, large and complex initiatives.
- Experience and communication skills necessary to interact regularly with senior management within Compliance and the business.
- Experience with effectively interacting and communicating surveillance standards and approach with internal auditors and external parties including regulators is a plus.
Compliance officer- Surveillance Calibration/ reporting employer: NCSL International
Join a dynamic global team at Randstad Financial & Professional, where we prioritise employee growth and development in a collaborative work culture. As a Compliance Officer in Surveillance Calibration/Reporting, you will benefit from comprehensive training, exposure to cutting-edge technologies, and the opportunity to engage with senior management, all while contributing to meaningful projects that enhance regulatory compliance. Our commitment to diversity and merit-based appointments ensures a welcoming environment for individuals from all backgrounds.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance officer- Surveillance Calibration/ reporting
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and surveillance field on LinkedIn. Join relevant groups and participate in discussions to get your name out there and show off your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and surveillance techniques. We recommend practising common interview questions and scenarios related to calibration and validation to showcase your skills.
✨Tip Number 3
Don’t just wait for job openings to pop up! Keep an eye on our website and apply directly through it. This way, you’ll be among the first to know about new opportunities in compliance and surveillance.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to remind them why you’re the perfect fit for the role.
We think you need these skills to ace Compliance officer- Surveillance Calibration/ reporting
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that match the job description. Highlight your expertise in surveillance calibration and any relevant software knowledge, like Nasdaq NTS or KX.
Craft a Compelling Cover Letter:Use your cover letter to tell us why you're the perfect fit for the Compliance Officer role. Share specific examples of your experience with surveillance activities and how you've contributed to similar projects in the past.
Showcase Your Analytical Skills:Since this role involves a lot of statistical analysis and quantitative measurements, be sure to mention any relevant projects or experiences where you've successfully used these skills to improve processes or outcomes.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at NCSL International
✨Know Your Stuff
Make sure you brush up on your knowledge of surveillance calibration and reporting methodologies. Familiarise yourself with Nasdaq NTS (Smarts) and KX, as these are essential for the role. Being able to discuss specific examples of how you've used these tools in past experiences will show you're ready to hit the ground running.
✨Showcase Your Analytical Skills
Prepare to demonstrate your statistical analysis skills during the interview. Think of scenarios where you've performed calibration or validation and be ready to explain your approach and the outcomes. This will highlight your ability to improve surveillance alerts effectively.
✨Communicate Clearly
Since this role involves liaising with senior management and various teams, practice articulating complex ideas simply and clearly. Use examples from your experience where you've successfully communicated surveillance standards or worked with auditors and regulators to showcase your communication prowess.
✨Emphasise Continuous Improvement
Be prepared to discuss how you've identified areas for improvement in previous roles. Share specific instances where your insights led to enhancements in surveillance processes or analytics. This shows that you're not just about maintaining standards but also about driving progress.
