At a Glance
- Tasks: Lead compliance initiatives and engage with financial institutions across EMEA.
- Company: Join nCino, a leader in cloud banking with a focus on compliance as an advantage.
- Benefits: Competitive salary, inclusive culture, and opportunities for professional growth.
- Other info: Diverse and inclusive workplace committed to your career development.
- Why this job: Shape the future of financial services while making a real impact in compliance.
- Qualifications: 10+ years in regulatory compliance or financial services technology required.
The predicted salary is between 80000 - 100000 £ per year.
nCino offers exciting career opportunities for individuals who want to join the worldwide leader in cloud banking. At nCino, compliance is not a constraint — it's a competitive advantage. The Lead Industry Principal for Compliance & Regulatory will be the senior regulatory voice within our Sales Excellence team, shaping how nCino engages the EMEA market on the most critical dimensions of financial services transformation. Reporting to the Vice President of Partner Ecosystems, Sales Excellence and Growth, EMEA, this is a Principal‐level role with genuine influence across the business.
What You'll Do
- Cultivate executive‐level relationships with Heads of Risk, Compliance, and Regulatory Affairs at financial institutions across EMEA, articulating how nCino's capabilities address specific regulatory expectations of each market across the full lending and CLM lifecycle.
- Represent nCino as a credible, recognised voice on EMEA compliance and regulatory matters by participating in industry events, panels, and conferences, and contributing to written content, regulatory briefings, and thought leadership.
- Enable the EMEA sales organisation through structured regulatory coaching, playbook development, and sales asset creation, equipping revenue teams to engage credibly with risk and compliance leaders and navigate regulatory objections.
- Support pipeline generation by working alongside Business Development, Sales, Partners, and Marketing to identify and develop relationships with financial institutions navigating regulatory change or seeking to modernise their compliance infrastructure.
- Align nCino's go‐to‐market approach for CLM, lending, and portfolio monitoring to the regulatory landscape, contributing to competitive positioning and ensuring a consistent, compelling compliance value proposition across EMEA markets.
- Enable System Integrators and technology partners to understand and address EMEA regulatory requirements through packaged solutions built on nCino's platform, supporting partner enablement and compliant solution design.
- Bring nCino's responsible AI narrative to market by developing deep expertise in the EU AI Act and supervisory guidance from the EBA, ECB, and national authorities on AI use in credit decisioning, risk assessment, and CLM, ensuring customers can engage with nCino's AI capabilities with confidence.
- Serve as the primary commercial voice of EMEA regulatory requirements to nCino's Product team, tracking regulatory change across key jurisdictions, assessing product roadmap implications, and translating compliance complexity into actionable product requirements.
Ideally You'll Have
- A background in regulatory compliance, risk management, or financial services technology with broad and deep knowledge of the EMEA regulatory landscape as it applies to financial institutions — spanning lending, credit risk, customer lifecycle, data governance, and AI adoption.
- Expert‐level understanding of key EMEA regulatory frameworks including AMLD, GDPR, MiFID II, the EU AI Act, the Mortgage Credit Directive, and the Consumer Credit Directive, as well as jurisdiction‐specific supervisory guidance across the region.
- Demonstrated ability to engage as a peer with Heads of Risk, Compliance, and Regulatory Affairs at financial institutions, translating complex regulatory requirements into clear technology and business implications.
- Proven ability to influence and align cross‐functional teams without direct authority, with excellent communication and presentation skills across both technical and commercial audiences.
- An undergraduate degree or equivalent professional experience, supported by a track record of 10+ years in a related field.
You'll Stand Out If You Also Bring
- An advanced degree or professional certification such as ICA, CAMS, or CRCM.
- Experience with CLM, KYC/KYB, lending, or onboarding technology platforms; familiarity with nCino, Salesforce Financial Services Cloud, or equivalent enterprise SaaS.
- A track record of public speaking, regulatory commentary, or industry publication authorship.
- Existing relationships with regulatory bodies, industry associations, or senior compliance leaders across EMEA.
- Experience providing structured regulatory feedback to product or engineering teams.
At nCino, we are committed to building a diverse, equitable, and inclusive workplace. We welcome applications from people of all backgrounds, identities, and experiences — and we actively work to create an environment where everyone can do their best work and grow their careers.
Lead Compliance & Regulatory Manager in London employer: nCino
At nCino, we pride ourselves on being a leader in cloud banking, offering a dynamic work environment that fosters innovation and collaboration. Our commitment to diversity, equity, and inclusion ensures that every employee feels valued and empowered to grow their career while making a meaningful impact in the financial services sector across EMEA. With opportunities for professional development and a culture that encourages open dialogue and creativity, nCino is an exceptional employer for those looking to thrive in a forward-thinking organisation.
StudySmarter Expert Advice🤫
We think this is how you could land Lead Compliance & Regulatory Manager in London
✨Tip Number 1
Network like a pro! Get out there and connect with industry folks on LinkedIn or at events. Building relationships with compliance leaders can give you the inside scoop on opportunities and help you stand out.
✨Tip Number 2
Show off your expertise! Share your thoughts on compliance trends or regulatory changes through articles or posts. This not only positions you as a thought leader but also gets you noticed by potential employers.
✨Tip Number 3
Prepare for interviews by understanding nCino's approach to compliance. Research their products and how they align with EMEA regulations. This will help you articulate how you can contribute to their mission during interviews.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re genuinely interested in joining the nCino team.
We think you need these skills to ace Lead Compliance & Regulatory Manager in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Lead Compliance & Regulatory Manager role. Highlight your experience in regulatory compliance and how it aligns with nCino's mission. We want to see how you can bring your unique skills to our team!
Showcase Your Expertise:Don’t hold back on showcasing your knowledge of EMEA regulatory frameworks like AMLD and GDPR. Use specific examples from your past roles to demonstrate your understanding and how you've navigated complex regulatory landscapes. This is your chance to shine!
Be Authentic:We value authenticity, so let your personality come through in your application. Share your passion for compliance and how it drives you. Remember, we’re looking for someone who can engage with senior leaders, so a bit of charisma goes a long way!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets the attention it deserves. Plus, you’ll find all the details about the role and our company culture there!
How to prepare for a job interview at nCino
✨Know Your Regulatory Stuff
Make sure you brush up on key EMEA regulatory frameworks like AMLD, GDPR, and the EU AI Act. Being able to discuss these confidently will show that you’re not just familiar with the regulations but can also articulate how they impact nCino's offerings.
✨Build Executive-Level Relationships
Think about how you can demonstrate your ability to cultivate relationships with Heads of Risk and Compliance. Prepare examples from your past experiences where you successfully engaged with senior leaders and influenced their decisions.
✨Showcase Your Communication Skills
Since this role involves presenting complex regulatory requirements, practice explaining these concepts in simple terms. You might even want to prepare a mini-presentation or a few talking points to showcase your communication prowess during the interview.
✨Align with nCino’s Vision
Familiarise yourself with nCino's mission and how compliance is viewed as a competitive advantage. Be ready to discuss how you can contribute to this vision and support the sales organisation in navigating regulatory challenges.