Lead Compliance & Regulatory Manager
Lead Compliance & Regulatory Manager

Lead Compliance & Regulatory Manager

Full-Time 80000 - 100000 £ / year (est.) Home office (partial)
nCino

At a Glance

  • Tasks: Lead compliance initiatives and shape regulatory strategies for financial institutions across EMEA.
  • Company: Join nCino, the leader in cloud banking, committed to innovation and compliance.
  • Benefits: Competitive salary, inclusive culture, and opportunities for professional growth.
  • Other info: Diverse and inclusive workplace where your unique perspective is valued.
  • Why this job: Make a real impact in the evolving landscape of financial services and compliance.
  • Qualifications: 10+ years in regulatory compliance or financial services technology with strong EMEA knowledge.

The predicted salary is between 80000 - 100000 £ per year.

nCino offers exciting career opportunities for individuals who want to join the worldwide leader in cloud banking. At nCino, compliance is not a constraint — it's a competitive advantage. The Lead Industry Principal for Compliance & Regulatory will be the senior regulatory voice within our Sales Excellence team, shaping how nCino engages the EMEA market on the most critical dimensions of financial services transformation. Reporting to the Vice President of Partner Ecosystems, Sales Excellence and Growth, EMEA, this is a Principal‑level role with genuine influence across the business.

What You’ll Do

  • Cultivate executive‑level relationships with Heads of Risk, Compliance, and Regulatory Affairs at financial institutions across EMEA, articulating how nCino’s capabilities address specific regulatory expectations of each market across the full lending and CLM lifecycle.
  • Represent nCino as a credible, recognised voice on EMEA compliance and regulatory matters by participating in industry events, panels, and conferences, and contributing to written content, regulatory briefings, and thought leadership.
  • Enable the EMEA sales organisation through structured regulatory coaching, playbook development, and sales asset creation, equipping revenue teams to engage credibly with risk and compliance leaders and navigate regulatory objections.
  • Support pipeline generation by working alongside Business Development, Sales, Partners, and Marketing to identify and develop relationships with financial institutions navigating regulatory change or seeking to modernise their compliance infrastructure.
  • Align nCino’s go‑to‑market approach for CLM, lending, and portfolio monitoring to the regulatory landscape, contributing to competitive positioning and ensuring a consistent, compelling compliance value proposition across EMEA markets.
  • Enable System Integrators and technology partners to understand and address EMEA regulatory requirements through packaged solutions built on nCino’s platform, supporting partner enablement and compliant solution design.
  • Bring nCino’s responsible AI narrative to market by developing deep expertise in the EU AI Act and supervisory guidance from the EBA, ECB, and national authorities on AI use in credit decisioning, risk assessment, and CLM, ensuring customers can engage with nCino’s AI capabilities with confidence.
  • Serve as the primary commercial voice of EMEA regulatory requirements to nCino’s Product team, tracking regulatory change across key jurisdictions, assessing product roadmap implications, and translating compliance complexity into actionable product requirements.

Ideally You’ll Have

  • A background in regulatory compliance, risk management, or financial services technology with broad and deep knowledge of the EMEA regulatory landscape as it applies to financial institutions — spanning lending, credit risk, customer lifecycle, data governance, and AI adoption.
  • Expert‑level understanding of key EMEA regulatory frameworks including AMLD, GDPR, MiFID II, the EU AI Act, the Mortgage Credit Directive, and the Consumer Credit Directive, as well as jurisdiction‑specific supervisory guidance across the region.
  • Demonstrated ability to engage as a peer with Heads of Risk, Compliance, and Regulatory Affairs at financial institutions, translating complex regulatory requirements into clear technology and business implications.
  • Proven ability to influence and align cross‑functional teams without direct authority, with excellent communication and presentation skills across both technical and commercial audiences.
  • An undergraduate degree or equivalent professional experience, supported by a track record of 10+ years in a related field.

You'll Stand Out If You Also Bring

  • An advanced degree or professional certification such as ICA, CAMS, or CRCM.
  • Experience with CLM, KYC/KYB, lending, or onboarding technology platforms; familiarity with nCino, Salesforce Financial Services Cloud, or equivalent enterprise SaaS.
  • A track record of public speaking, regulatory commentary, or industry publication authorship.
  • Existing relationships with regulatory bodies, industry associations, or senior compliance leaders across EMEA.
  • Experience providing structured regulatory feedback to product or engineering teams.

At nCino, we are committed to building a diverse, equitable, and inclusive workplace. We welcome applications from people of all backgrounds, identities, and experiences — and we actively work to create an environment where everyone can do their best work and grow their careers.

Lead Compliance & Regulatory Manager employer: nCino

At nCino, we pride ourselves on being a leader in cloud banking, offering a dynamic work environment that fosters innovation and collaboration. Our commitment to diversity, equity, and inclusion ensures that every employee can thrive and grow their career while making a meaningful impact in the financial services sector across EMEA. With opportunities for professional development and a culture that values compliance as a competitive advantage, nCino is an exceptional employer for those looking to shape the future of banking.
nCino

Contact Detail:

nCino Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Lead Compliance & Regulatory Manager

✨Network Like a Pro

Get out there and connect with industry professionals! Attend events, webinars, and conferences related to compliance and regulatory affairs. Building relationships with key players in the field can open doors and give you insights that might just land you that Lead Compliance & Regulatory Manager role.

✨Show Off Your Expertise

Don’t be shy about showcasing your knowledge! Write articles or blog posts on compliance topics, share your thoughts on social media, or even speak at industry events. This not only positions you as a thought leader but also makes you memorable to potential employers like nCino.

✨Tailor Your Approach

When reaching out to potential employers, make sure to tailor your message to their specific needs. Highlight how your experience aligns with their goals, especially in navigating the EMEA regulatory landscape. A personalised approach shows you’ve done your homework and are genuinely interested.

✨Leverage Our Website

Make sure to apply through our website for the best chance of getting noticed! We love seeing candidates who take the initiative to engage directly with us. Plus, it’s a great way to stay updated on new opportunities and company news.

We think you need these skills to ace Lead Compliance & Regulatory Manager

Regulatory Compliance
Risk Management
Financial Services Technology
EMEA Regulatory Landscape Knowledge
AML Compliance
GDPR Knowledge
MiFID II Understanding
EU AI Act Expertise
Mortgage Credit Directive Familiarity
Consumer Credit Directive Knowledge
Communication Skills
Presentation Skills
Cross-Functional Team Influence
Public Speaking
Relationship Management

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter for the Lead Compliance & Regulatory Manager role. Highlight your experience in regulatory compliance and how it aligns with nCino's mission. We want to see how you can bring your unique skills to our team!

Showcase Your Expertise: Don’t hold back on showcasing your knowledge of EMEA regulatory frameworks like AMLD and GDPR. Use specific examples from your past roles to demonstrate your understanding and how you've navigated these regulations successfully. This is your chance to shine!

Be Authentic: Let your personality come through in your application. We value authenticity and want to know who you are beyond your qualifications. Share your passion for compliance and how you envision contributing to nCino’s success in the EMEA market.

Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows you're keen on joining our team!

How to prepare for a job interview at nCino

✨Know Your Regulatory Stuff

Make sure you brush up on the key EMEA regulatory frameworks like AMLD, GDPR, and the EU AI Act. Being able to discuss these confidently will show that you’re not just familiar with the regulations but can also articulate how they impact nCino’s offerings.

✨Build Executive-Level Relationships

Think about how you can demonstrate your ability to engage with Heads of Risk and Compliance. Prepare examples from your past experiences where you’ve successfully built relationships and influenced decision-makers in financial institutions.

✨Showcase Your Communication Skills

Since this role involves a lot of interaction with various teams, practice explaining complex regulatory concepts in simple terms. You might even want to prepare a mini-presentation to showcase your ability to communicate effectively with both technical and commercial audiences.

✨Prepare for Real-World Scenarios

Anticipate questions about how you would handle specific regulatory challenges or objections from clients. Think through some scenarios where you’ve navigated compliance issues and be ready to share those stories during the interview.

Lead Compliance & Regulatory Manager
nCino

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