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For Companies At a Glance
- Tasks: Lead compliance tasks and support legal requests in a dynamic investment environment.
- Company: Join a growing European mid-market Private Equity Firm focused on healthcare and consumer sectors.
- Benefits: Flexible working options available, with potential for part-time roles and career growth.
- Why this job: Shape your role in a small team while making a significant impact in the private equity space.
- Qualifications: Legal or compliance experience in private markets; familiarity with FCA regulations is a plus.
- Other info: Opportunity to mould the role as the first hire in this position.
The predicted salary is between 43200 - 72000 £ per year.
About our client
Our client, a European mid-market Private Equity Firm, is looking to hire a Legal & Compliance Manager. The fund invests across a range of sectors, including the healthcare and consumer space. They are experiencing increasing levels of growth and are looking for a Legal and Compliance professional to become part of the small but impressive London-based team. As it is a first-time hire for the fund, the successful candidate can mould and adapt the role as they see fit, with room to grow and develop within the wider team.
What the job involves
- Support the investment team on transaction activity
- Lead on company secretarial and governance activity for the fund
- Coordinate due diligence on new investee companies, new investors into the fund and the investment process
- Carry out financial crime oversight
- Carry out FCA functions and contact
- Complete AML/KYC for new investments
- Provide accurate compliance advice to deals team
- Oversee ESG compliance processes
- Draft and review NDAs, term sheets and contracts
- Offer support to the finance team through carrying out fund notices, investor reports and management/statutory accounts
- Build strong relationships with a variety of external stakeholders
Who we are looking for
- Legal or Compliance experience within the private markets or alternative investment space
- Familiarity with FCA requirements and relevant regulators
- Exposure to both legal and compliance would be advantageous
- Exposure to operations teams within venture capital funds/investment management would be advantageous
- Highly numerate and excellent attention to detail
Legal & Compliance Manager, European Mid-Market Private Equity Fund, London, UK (London) employer: Navy Exchange Service Command
Contact Detail:
Navy Exchange Service Command Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal & Compliance Manager, European Mid-Market Private Equity Fund, London, UK (London)
✨Tip Number 1
Network with professionals in the private equity and compliance sectors. Attend industry events, webinars, or local meetups to connect with individuals who may have insights or connections to the firm you're interested in.
✨Tip Number 2
Familiarise yourself with the specific FCA requirements and regulations relevant to private equity. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the role's responsibilities.
✨Tip Number 3
Prepare to discuss how you can adapt and mould the role of Legal & Compliance Manager. Think about your previous experiences and how they can translate into this new position, showcasing your flexibility and innovative thinking.
✨Tip Number 4
Research the firm's investment focus areas, particularly in healthcare and consumer sectors. Being knowledgeable about their portfolio will allow you to engage in meaningful conversations during interviews and show your genuine interest in their operations.
We think you need these skills to ace Legal & Compliance Manager, European Mid-Market Private Equity Fund, London, UK (London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant legal and compliance experience, particularly within private markets or alternative investments. Emphasise any familiarity with FCA requirements and your exposure to operations teams.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your skills align with the responsibilities outlined in the job description, such as supporting transaction activity and overseeing ESG compliance processes.
Showcase Attention to Detail: Given the nature of the role, it's crucial to demonstrate your attention to detail. Ensure that your application is free from errors and clearly formatted. You might also want to include examples of how you've successfully managed compliance tasks in the past.
Highlight Relationship-Building Skills: Since the role involves building strong relationships with external stakeholders, mention any relevant experiences where you successfully collaborated with various parties. This could be in previous roles or during your education.
How to prepare for a job interview at Navy Exchange Service Command
✨Understand the Role and Responsibilities
Make sure you thoroughly understand the job description and the specific responsibilities of the Legal & Compliance Manager. Familiarise yourself with compliance tasks, legal requests, and operational support to demonstrate your knowledge during the interview.
✨Showcase Relevant Experience
Prepare to discuss your previous experience in legal or compliance roles, particularly within private markets or alternative investments. Highlight any familiarity with FCA requirements and how your background aligns with the needs of the firm.
✨Demonstrate Attention to Detail
Given the nature of the role, it's crucial to showcase your attention to detail. Bring examples of how you've successfully managed compliance tasks or legal documentation in the past, emphasising your numeracy skills and thoroughness.
✨Build Rapport with Stakeholders
Since the role involves building relationships with various external stakeholders, be prepared to discuss your interpersonal skills. Share examples of how you've effectively communicated and collaborated with different teams or clients in previous positions.
