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For Companies At a Glance
- Tasks: Support executives in regulatory compliance and risk management while providing critical analysis.
- Company: Join NatWest Markets, a leader in financial services focused on compliance and governance.
- Benefits: Gain exposure to senior stakeholders and enhance your career in a dynamic environment.
- Why this job: Make an impact by ensuring effective regulatory frameworks and managing conduct risk.
- Qualifications: Experience in financial services, particularly in compliance and conduct risk, is essential.
- Other info: Opportunity to engage with the FCA and influence business strategy.
The predicted salary is between 43200 - 72000 £ per year.
Join us as a Senior Compliance Associate in Policy, Oversight & Governance Well look to you to assist in regulatory compliance and conduct insight, oversight and challenge Youll be providing support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you manage stakeholder relationships to make sure theres an early understanding and buy-in of conduct risk appetite activity What you’ll do As a Senior Compliance Associate, in Policy, Oversight & Governance, youll be supporting executives in making sure that the business strategy for the relevant business units is consistent with and supports an effective regulatory framework. Youll also be supporting executives on regulatory engagement with the FCA in relation to relevant matters relating to the business. On top of this, youll be: Mitigating the risk of legal or regulatory sanctions, material financial loss and reputational harm Providing critical analysis and independent challenge, on the functions strategy, and approach to defining and measuring the conduct risk appetite Interrogating and assessing function structures and providing strategic regulatory advice through a focus on customer outcomes and regulatory expectations Providing technical advice on the interpretation of regulatory rules applicable to the function and their impact on the operating model Assist the wider policy, oversight and governance team with NatWest Markets policy, risk assessments, governance and the compliance annual report The skills you’ll need To succeed in this role, youll need financial services experience, preferably in banking and regulated firms in the compliance and conduct risk environment. In addition, youll need broad knowledge of financial markets products, services and regulations. Youll also demonstrate: Knowledge and experience of providing regulatory and technical support and advice to senior management The ability to analyse, understand and draw sound conclusions from a wide range of sources and information including MI An effective track record in effective senior stakeholder management, with relevant experience in a compliance or conduct risk related discipline Experience in, and the ability to have, challenging conversations with stakeholders to reach agreed positions, with a proven strength in influencing and negotiation skills The proven ability to think strategically and to simplify complex conduct matters to make sure they are effectively managed, understood and communicated TPBN1_UKTJ
Senior Compliance Associate in Policy, Oversight & Governance employer: NatWest
Contact Detail:
NatWest Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Associate in Policy, Oversight & Governance
✨Tip Number 1
Familiarize yourself with the latest regulatory frameworks and compliance standards relevant to the financial services industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance and conduct risk sectors. Attend industry events or webinars where you can meet potential colleagues and learn more about the challenges they face, which can give you valuable insights to discuss during your application process.
✨Tip Number 3
Prepare to showcase your experience in stakeholder management. Think of specific examples where you've successfully influenced senior management or navigated challenging conversations, as these skills are crucial for the role.
✨Tip Number 4
Research NatWest Markets' recent regulatory engagements and compliance initiatives. Being knowledgeable about their current strategies and challenges will allow you to tailor your discussions and show how you can add value to their team.
We think you need these skills to ace Senior Compliance Associate in Policy, Oversight & Governance
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly understand the responsibilities and requirements of the Senior Compliance Associate position. Tailor your application to highlight how your experience aligns with the specific duties mentioned in the job description.
Highlight Relevant Experience: Emphasize your financial services experience, particularly in compliance and conduct risk. Provide concrete examples of how you've successfully managed stakeholder relationships and provided regulatory advice in previous roles.
Showcase Analytical Skills: Demonstrate your ability to analyze complex information and draw sound conclusions. Include examples of how you've used data and insights to influence decision-making or improve compliance strategies.
Craft a Strong Cover Letter: Write a compelling cover letter that not only summarizes your qualifications but also expresses your enthusiasm for the role. Make sure to address how you can contribute to the company's regulatory framework and support executives effectively.
How to prepare for a job interview at NatWest
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the regulatory frameworks relevant to the role. Be prepared to discuss how these frameworks impact business strategies and compliance efforts.
✨Showcase Stakeholder Management Skills
Highlight your experience in managing senior stakeholders. Prepare examples of how you've successfully navigated challenging conversations and influenced decisions in a compliance context.
✨Demonstrate Analytical Thinking
Be ready to showcase your analytical skills. Discuss how you've drawn conclusions from complex data sets or regulatory information, and how this has informed your decision-making in past roles.
✨Prepare for Technical Questions
Expect technical questions regarding regulatory rules and their implications. Brush up on key regulations and be prepared to explain how they apply to the business model and risk appetite.
