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For Companies At a Glance
- Tasks: Lead regulatory compliance and provide expert support on risk management.
- Company: Join NatWest Markets, a leading financial services provider focused on integrity and customer outcomes.
- Benefits: Enjoy competitive pay, flexible working options, and opportunities for professional growth.
- Why this job: Gain valuable exposure in a dynamic environment while influencing key business strategies.
- Qualifications: Strong experience in financial services, particularly in compliance and conduct risk.
- Other info: Ideal for those looking to make an impact in a reputable organisation.
The predicted salary is between 43200 - 72000 £ per year.
Join us as a Conduct & Compliance Associate in NatWest Markets. We’ll look to you to lead regulatory compliance and conduct insight, oversight and challenge. You’ll be providing expert support, advice, MI and escalation to leaders and the business on risk management. This is an opportunity to gain exposure as you own stakeholder relationships to make sure there’s an early understanding and buy-in of conduct risk appetite activity.
What you'll do:
- As a Compliance Lead, you’ll be supporting executives in making sure that the business strategy for NatWest Markets Sales & Trading is consistent with and supports an effective regulatory framework.
- You’ll also be supporting executives on regulatory engagement with the FCA in relation to relevant matters relating to customer franchises and business units.
- Mitigating the risk of legal or regulatory sanctions, material financial loss and reputational harm.
- Providing critical analysis and independent challenge, on the function’s strategy, and approach to defining and measuring the conduct risk appetite.
- Interrogating and assessing function structures and providing strategic regulatory advice through a focus on customer outcomes and regulatory expectations.
- Providing technical advice on the interpretation of regulatory rules applicable to the function and their impact on the operating model.
The skills you'll need:
- Strong financial services experience, preferably in banking and regulated firms in the conduct risk environment.
- Broad technical knowledge of products, services and regulations relevant to a large retail and wholesale bank.
- Knowledge and experience of providing regulatory and technical support and advice to senior management.
- The ability to analyse, understand and draw sound conclusions from a wide range of sources and information including MI.
- A track record in effective senior stakeholder management, with relevant experience in a compliance or conduct risk related discipline.
- Experience in, and the ability to have, challenging conversations with stakeholders to reach agreed positions, with a proven strength in influencing and negotiation skills.
- The proven ability to think strategically and to simplify complex conduct matters to make sure they are effectively managed, understood and communicated.
Conduct & Compliance Associate, NatWest Markets employer: NatWest Group
Contact Detail:
NatWest Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Conduct & Compliance Associate, NatWest Markets
✨Tip Number 1
Familiarise yourself with the latest regulatory frameworks and compliance standards relevant to NatWest Markets. This will not only help you understand the role better but also allow you to engage in informed discussions during interviews.
✨Tip Number 2
Network with professionals already working in compliance roles within financial services. Attend industry events or webinars to gain insights and potentially make connections that could refer you to opportunities at NatWest.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed stakeholder relationships in previous roles. Highlight your experience in conducting risk assessments and how you’ve influenced decision-making processes.
✨Tip Number 4
Stay updated on current trends and challenges in the banking sector, particularly those related to conduct risk. Being knowledgeable about recent developments will demonstrate your commitment and readiness for the role.
We think you need these skills to ace Conduct & Compliance Associate, NatWest Markets
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Conduct & Compliance Associate position. Tailor your application to highlight how your experience aligns with the specific duties mentioned in the job description.
Highlight Relevant Experience: In your CV and cover letter, emphasise your financial services experience, particularly in banking and compliance. Provide examples of how you've successfully managed conduct risk and engaged with senior stakeholders.
Showcase Analytical Skills: Demonstrate your ability to analyse complex information and draw sound conclusions. Include specific instances where your analytical skills have led to successful outcomes in previous roles.
Craft a Compelling Cover Letter: Write a tailored cover letter that not only outlines your qualifications but also conveys your enthusiasm for the role. Discuss your understanding of regulatory frameworks and how you can contribute to NatWest Markets' objectives.
How to prepare for a job interview at NatWest Group
✨Understand the Regulatory Landscape
Familiarise yourself with the key regulations and compliance frameworks relevant to NatWest Markets. Be prepared to discuss how these regulations impact the business and demonstrate your understanding of conduct risk management.
✨Showcase Your Stakeholder Management Skills
Highlight your experience in managing senior stakeholders effectively. Prepare examples of challenging conversations you've had and how you influenced outcomes, as this role requires strong negotiation skills.
✨Demonstrate Analytical Thinking
Be ready to discuss how you analyse complex information and draw sound conclusions. You might be asked to provide examples of how you've used data to inform decisions or strategies in previous roles.
✨Prepare for Scenario-Based Questions
Expect questions that assess your ability to handle real-life compliance challenges. Think about past experiences where you provided regulatory advice or mitigated risks, and be ready to explain your thought process and actions.
