Join us as a Conduct & Compliance Associate in NatWest Markets Well look to you to lead regulatory compliance and conduct insight, oversight and challenge Youll be providing expert support, advice, MI and escalation to leaders and the business on risk management This is an opportunity to gain exposure as you own stakeholder relationships to make sure theres an early understanding and buy-in of conduct risk appetite activity What you\’ll do As a Compliance Lead, youll be supporting executives in making sure that the business strategy for NatWest Markets Sales & Trading is consistent with and supports an effective regulatory framework. Youll also be supporting executives on regulatory engagement with the FCA in relation to relevant matters relating to customer franchises and business units. On top of this, youll be: Mitigating the risk of legal or regulatory sanctions, material financial loss and reputational harm Providing critical analysis and independent challenge, on the functions strategy, and approach to defining and measuring the conduct risk appetite Interrogating and assessing function structures and providing strategic regulatory advice through a focus on customer outcomes and regulatory expectations Providing technical advice on the interpretation of regulatory rules applicable to the function and their impact on the …
Contact Detail:
Natwest Careers Recruiting Team