Compliance Assistant, Graduate

Compliance Assistant, Graduate

City of London Full-Time 28000 - 42000 £ / year (est.) No home office possible
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Natixis Investment Managers

At a Glance

  • Tasks: Support the Compliance team with research, reviews, and training coordination.
  • Company: Join Natixis Investment Managers, a diverse and inclusive financial services firm.
  • Benefits: Enjoy £35,000 salary, 26 days holiday, plus a day off for your birthday.
  • Why this job: Gain valuable experience in compliance while working in a supportive team environment.
  • Qualifications: Looking for self-motivated team players with strong communication skills; experience in Excel is a plus.
  • Other info: Start date is August/September 2025; open to non-graduates with relevant experience.

The predicted salary is between 28000 - 42000 £ per year.

Job Description

At Natixis Investment Managers, we continuously work to create an environment that promotes diversity and inclusion in all its forms, across gender, race, religion, sexual orientation, disability, ethnicity and background. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We are committed to finding reasonable adjustments for candidates during our recruitment process. Please let us know if there are any changes we could make to the application process to make it easier and more comfortable for you at HRUK@natixis.com.

What are we looking for?

We currently have an open position for a Graduate within our UK Compliance team. This role will provide you with valuable experience and an opportunity to develop expert knowledge as it relates to financial services, with dedicated support and training from the team. If you’re a self-motivated, team player, this is the role for you!

Who will I be working with?

Reporting to the Head of Compliance, UK/MENA, you will be working closely with a diverse and supportive team of three individuals within the UK. You will also work closely with other departments across the company such as HR, Sales, Investment Solutions and Marketing.

What will I be doing?

  • Providing support to the UK Compliance team on various topics
  • Financial promotion / Marketing & Communications review and sign-off
  • Execution of Compliance Monitoring reviews: definition of the testing methodology, formalisation of the tests and writing up conclusions
  • Regulatory research / report writing
  • Reviewing employee’s personal transactions and Outside Business Interests reported to Compliance
  • Reviewing Gifts & Entertainment
  • Co-ordinating the employee new joiner Compliance pack
  • Co-ordinating, arranging and tracking the roll-out of Compliance training to employees
  • Interpreting current and new regulations, and advising the business accordingly
  • Review and update of Compliance policies and procedures, and support provided in relation to training to employees
  • Co-ordinating Compliance team meeting content and agenda; presenting during Compliance team meetings
  • Involved in ad-hoc projects

What skills and qualifications are required for the role?

  • Team player;
  • Self-motivated;
  • Excellent communicator, both written and verbal;
  • Eye for detail;
  • Analytical and inquisitive;
  • Intermediate / Advanced data analysis experience using Microsoft Excel would be advantageous;
  • Some employment experience would be advantageous; thus we also welcome applications from those seeking their next job who might not necessarily be a university graduate.

Other Information

Start-Date: August/September 2025

20-22 months

£35,000 per annum

26 days of holiday entitlement (plus a day off on your birthday, plus Bank Holidays)

Compliance Assistant, Graduate employer: Natixis Investment Managers

At Natixis Investment Managers, we pride ourselves on fostering a diverse and inclusive work environment that empowers our employees to thrive. As a Compliance Assistant, you'll benefit from comprehensive training and support while collaborating with a dynamic team in the heart of the UK financial sector. With a commitment to employee growth and a culture that values innovation and teamwork, we offer a rewarding career path alongside competitive benefits, including generous holiday entitlement and a unique birthday leave.
Natixis Investment Managers

Contact Detail:

Natixis Investment Managers Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Assistant, Graduate

✨Tip Number 1

Familiarise yourself with the latest regulations and compliance standards in the financial services sector. This will not only help you understand the role better but also demonstrate your commitment and knowledge during interviews.

✨Tip Number 2

Network with professionals in the compliance field, especially those who work at Natixis or similar companies. Engaging with them on platforms like LinkedIn can provide insights into the company culture and expectations for the role.

✨Tip Number 3

Prepare to discuss your analytical skills and any relevant experience you have with data analysis tools, particularly Microsoft Excel. Be ready to share examples of how you've used these skills in past roles or projects.

✨Tip Number 4

Showcase your teamwork abilities by preparing examples of successful collaborations from your previous experiences. Highlighting your ability to work well in a team will resonate with the collaborative nature of the Compliance Assistant role.

We think you need these skills to ace Compliance Assistant, Graduate

Excellent Communication Skills
Attention to Detail
Analytical Skills
Data Analysis using Microsoft Excel
Team Player
Self-Motivated
Regulatory Research
Report Writing
Understanding of Financial Services
Ability to Interpret Regulations
Organisational Skills
Presentation Skills
Problem-Solving Skills
Adaptability

Some tips for your application 🫡

Understand the Role: Read the job description thoroughly to understand the responsibilities and skills required for the Compliance Assistant position. Tailor your application to highlight how your experiences align with these requirements.

Craft a Strong CV: Ensure your CV is up-to-date and clearly outlines your relevant skills, experiences, and education. Emphasise any experience related to compliance, financial services, or teamwork, as these are key aspects of the role.

Write a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention specific reasons why you want to work at Natixis Investment Managers and how you can contribute to their compliance team.

Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for a compliance role.

How to prepare for a job interview at Natixis Investment Managers

✨Show Your Team Spirit

As a Compliance Assistant, being a team player is crucial. During the interview, highlight your experiences working in teams and how you contribute to group success. Share specific examples of collaboration that demonstrate your ability to work well with others.

✨Demonstrate Your Analytical Skills

The role requires an analytical mindset, so be prepared to discuss your experience with data analysis, especially using Microsoft Excel. Bring up any relevant projects or tasks where you had to interpret data and make informed decisions based on your findings.

✨Communicate Clearly and Confidently

Excellent communication skills are essential for this position. Practice articulating your thoughts clearly and concisely. You might want to prepare answers to common interview questions and rehearse them to ensure you convey your ideas effectively during the interview.

✨Research the Company and Regulations

Familiarise yourself with Natixis Investment Managers and their compliance policies. Understanding the regulatory landscape will show your commitment to the role. Prepare some thoughtful questions about the company’s approach to compliance and how you can contribute to their goals.

Compliance Assistant, Graduate
Natixis Investment Managers
Location: City of London
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