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For Companies At a Glance
- Tasks: Lead compliance initiatives and partner with senior stakeholders in a dynamic investment banking environment.
- Company: Reputable investment banking firm in London with a focus on compliance excellence.
- Benefits: Competitive salary, exposure to global stakeholders, and opportunities for professional growth.
- Why this job: Make a real impact by shaping compliance strategy and driving regulatory standards.
- Qualifications: Experience in business compliance and strong knowledge of UK & EU regulations.
- Other info: Collaborative team culture with high visibility and career advancement opportunities.
The predicted salary is between 50000 - 70000 £ per year.
Hiring: Business & Functions Compliance Manager (VP) London | Investment Banking | 14 Month Fixed Term Contract
Are you a seasoned Compliance professional looking to step into a high-impact, front-office aligned role? We're partnering with an Investment Banking firm in London Branch to hire a Business & Functions Compliance Officer to support key Banking business lines and act as a trusted advisor to senior stakeholders. This is a high-visibility role sitting at the intersection of Compliance and the Business — ideal for someone who enjoys influencing, partnering, and driving best-in-class regulatory standards in a dynamic environment.
The Role
As a senior member of the Business & Functions Compliance team, you will act as the lead Compliance contact for designated Banking business areas. You'll play a pivotal role in shaping and delivering the local compliance framework, aligned with global strategy. You'll work closely with senior management, front office teams, and Head Office Compliance, ensuring consistent application of regulatory standards across jurisdictions.
Key Responsibilities
- Policies & Regulatory Framework
- Develop, enhance, and maintain compliance policies and procedures aligned to UK regulatory requirements and global standards
- Partner with Regulatory teams to ensure an effective regulatory watch framework
- Contribute to global policy development across Banking businesses
- Advisory & Business Partnering
- Act as a trusted advisor to front office and senior stakeholders
- Provide timely, pragmatic compliance guidance on regulatory requirements and best practice
- Support new product/business initiatives with risk assessments and regulatory input
- Coordinate responses to regulatory enquiries
- Training & Awareness
- Design and deliver targeted compliance training programmes
- Drive awareness campaigns to ensure strong regulatory understanding across the business
- Monitoring & Risk Oversight
- Support and enhance the Compliance Monitoring Programme
- Conduct annual Compliance Risk Assessments
- Participate in risk-based business reviews and track remediation actions
- Governance & Conduct
- Oversee conflicts of interest management alongside Control Room teams
- Support SMCR, FCA registration, and Conduct-related matters
- Escalate key risks and breaches appropriately
- Reporting & Stakeholder Management
- Produce meaningful management information and reporting
- Build strong relationships with global compliance teams and Head Office
- Ensure consistency of compliance standards across jurisdictions
What We're Looking For
- Proven experience in Business/Front Office Compliance within an investment banking environment
- Strong knowledge of UK & EU regulations (e.g. MAR, MiFID II, EMIR, SMCR) with exposure to global frameworks (US/APAC a plus)
- Experience supporting Private Side / Banking businesses
- Confident communicator with the ability to influence senior stakeholders
- Strong analytical mindset with sound judgement under pressure
- Ability to manage multiple priorities in a fast-paced environment
- Professional qualifications (Legal, Compliance, Accountancy) are advantageous
- French language skills are a plus, but not essential
Why This Role?
- High-impact, business-facing Compliance role
- Exposure to global stakeholders and cross-border activities
- Opportunity to shape and influence compliance strategy locally and globally
- Collaborative, high-performing team environment
If you're looking to step into a role where Compliance is truly a strategic partner to the business, I'd love to speak with you.
Business and Compliance Manager in Slough employer: Natixis Corporate & Investment Banking
Contact Detail:
Natixis Corporate & Investment Banking Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business and Compliance Manager in Slough
✨Tip Number 1
Network like a pro! Get out there and connect with people in the investment banking sector. Attend industry events, join relevant LinkedIn groups, and don’t be shy about reaching out to potential contacts. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance practices thoroughly. Be ready to discuss how your experience aligns with their needs, especially around UK regulations and best practices. Practice common interview questions and think of examples that showcase your skills.
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got some fantastic opportunities waiting for you, and applying directly can sometimes give you an edge. Plus, it’s super easy to keep track of your applications this way!
We think you need these skills to ace Business and Compliance Manager in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Business and Compliance Manager. Highlight your experience in compliance within investment banking and any relevant regulatory knowledge. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this high-impact role. Share specific examples of how you've influenced compliance strategies in the past, and don’t forget to show your enthusiasm for joining us at StudySmarter.
Showcase Your Communication Skills: As a Compliance Manager, you'll need to communicate effectively with senior stakeholders. In your application, demonstrate your ability to convey complex regulatory concepts clearly and concisely. We love seeing strong communicators who can influence and partner with others!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Natixis Corporate & Investment Banking
✨Know Your Regulations
Make sure you brush up on UK and EU regulations like MAR, MiFID II, and EMIR. Being able to discuss these confidently will show that you're not just familiar with compliance but that you can apply this knowledge in a practical setting.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted advisor in previous roles. Think about specific situations where your guidance influenced decision-making or improved compliance standards. This will demonstrate your ability to partner effectively with senior stakeholders.
✨Demonstrate Analytical Thinking
Be ready to discuss how you've handled complex compliance issues in the past. Highlight your analytical mindset and sound judgement, especially under pressure. This is crucial for a role that requires managing multiple priorities in a fast-paced environment.
✨Engage with Training Initiatives
Talk about any experience you have in designing or delivering compliance training programmes. Showing that you can drive awareness and understanding of regulatory requirements across the business will set you apart as a proactive candidate.