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- Tasks: Lead compliance for banking, shaping policies and advising senior stakeholders.
- Company: Dynamic investment banking firm in London with a collaborative culture.
- Benefits: High-impact role with exposure to global stakeholders and career growth opportunities.
- Why this job: Be a strategic partner in compliance, influencing local and global strategies.
- Qualifications: Experience in business compliance and strong knowledge of UK & EU regulations.
- Other info: Join a high-performing team in a fast-paced environment.
The predicted salary is between 60000 - 80000 £ per year.
Are you a seasoned Compliance professional looking to step into a high-impact, front-office aligned role? We’re partnering with an Investment Banking firm in London Branch to hire a Business & Functions Compliance Officer to support key Banking business lines and act as a trusted advisor to senior stakeholders. This is a high-visibility role sitting at the intersection of Compliance and the Business — ideal for someone who enjoys influencing, partnering, and driving best-in-class regulatory standards in a dynamic environment.
The Role
As a senior member of the Business & Functions Compliance team, you will act as the lead Compliance contact for designated Banking business areas. You’ll play a pivotal role in shaping and delivering the local compliance framework, aligned with global strategy. You’ll work closely with senior management, front office teams, and Head Office Compliance, ensuring consistent application of regulatory standards across jurisdictions.
Key Responsibilities
- Policies & Regulatory Framework
- Develop, enhance, and maintain compliance policies and procedures aligned to UK regulatory requirements and global standards
- Partner with Regulatory teams to ensure an effective regulatory watch framework
- Contribute to global policy development across Banking businesses
- Advisory & Business Partnering
- Act as a trusted advisor to front office and senior stakeholders
- Provide timely, pragmatic compliance guidance on regulatory requirements and best practice
- Support new product/business initiatives with risk assessments and regulatory input
- Coordinate responses to regulatory enquiries
- Training & Awareness
- Design and deliver targeted compliance training programmes
- Drive awareness campaigns to ensure strong regulatory understanding across the business
- Monitoring & Risk Oversight
- Support and enhance the Compliance Monitoring Programme
- Conduct annual Compliance Risk Assessments
- Participate in risk-based business reviews and track remediation actions
- Governance & Conduct
- Oversee conflicts of interest management alongside Control Room teams
- Support SMCR, FCA registration, and Conduct-related matters
- Escalate key risks and breaches appropriately
- Reporting & Stakeholder Management
- Produce meaningful management information and reporting
- Build strong relationships with global compliance teams and Head Office
- Ensure consistency of compliance standards across jurisdictions
What We’re Looking For
- Proven experience in Business/Front Office Compliance within an investment banking environment
- Strong knowledge of UK & EU regulations (e.g. MAR, MiFID II, EMIR, SMCR) with exposure to global frameworks (US/APAC a plus)
- Experience supporting Private Side / Banking businesses
- Confident communicator with the ability to influence senior stakeholders
- Strong analytical mindset with sound judgement under pressure
- Ability to manage multiple priorities in a fast-paced environment
- Professional qualifications (Legal, Compliance, Accountancy) are advantageous
- French language skills are a plus, but not essential
Why This Role?
- High-impact, business-facing Compliance role
- Exposure to global stakeholders and cross-border activities
- Opportunity to shape and influence compliance strategy locally and globally
- Collaborative, high-performing team environment
If you’re looking to step into a role where Compliance is truly a strategic partner to the business, I’d love to speak with you.
Business and Compliance Manager in London employer: Natixis Corporate & Investment Banking
Contact Detail:
Natixis Corporate & Investment Banking Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business and Compliance Manager in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the investment banking sector. Attend industry events, join relevant LinkedIn groups, and don’t be shy about reaching out to potential contacts. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews by researching the company and its compliance culture. Understand their regulatory challenges and think about how your experience aligns with their needs. This will help you stand out as a candidate who’s not just looking for any job, but is genuinely interested in contributing to their success.
✨Tip Number 3
Practice your pitch! Be ready to explain how your background in compliance can add value to their business. Use specific examples from your past roles to demonstrate your expertise and how you’ve successfully navigated complex regulatory environments.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that Business and Compliance Manager role. Plus, applying directly shows your enthusiasm and commitment to joining our team. Let’s get you that dream job!
We think you need these skills to ace Business and Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Business and Compliance Manager role. Highlight your experience in compliance within investment banking and any relevant regulatory knowledge. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've influenced compliance strategies or partnered with senior stakeholders in the past. Let us know why you’re excited about this opportunity!
Showcase Your Analytical Skills: In your application, don’t forget to showcase your analytical mindset. Mention instances where you've successfully managed multiple priorities or made sound judgments under pressure. We love candidates who can think critically and adapt in a fast-paced environment!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy to do!
How to prepare for a job interview at Natixis Corporate & Investment Banking
✨Know Your Regulations
Brush up on your knowledge of UK and EU regulations like MAR, MiFID II, and EMIR. Be ready to discuss how these regulations impact the business and how you can ensure compliance in a fast-paced investment banking environment.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted advisor in previous roles. Highlight situations where your guidance influenced senior stakeholders or improved compliance practices, demonstrating your ability to partner effectively with front office teams.
✨Demonstrate Analytical Thinking
Be ready to discuss how you approach risk assessments and compliance monitoring. Share specific instances where your analytical mindset helped identify potential issues and how you managed them under pressure.
✨Engage with the Team Spirit
This role is all about collaboration, so express your enthusiasm for working in a high-performing team. Talk about how you’ve contributed to team success in the past and your approach to driving awareness campaigns and training programmes.