At a Glance
- Tasks: Support regulatory compliance and policy management in a dynamic insurance environment.
- Company: Join a growing international insurance MGA with a focus on innovation.
- Benefits: Competitive salary, professional development, and a collaborative work culture.
- Other info: Engage with senior stakeholders and enhance your career in a fast-paced environment.
- Why this job: Make a real impact by shaping regulatory frameworks and governance in the insurance sector.
- Qualifications: 5+ years in regulatory compliance within the London Market insurance sector required.
The predicted salary is between 60000 - 75000 £ per year.
We are partnering with a growing international insurance MGA to appoint a Regulatory Policy & Compliance Manager to support the continued development of its regulatory framework, governance structure, and policy oversight capabilities. This is a key role within an expanding London Market business, suited to an experienced compliance professional with strong regulatory interpretation and policy management expertise. The successful candidate will play a central role in monitoring regulatory developments, translating complex FCA requirements into practical business guidance, and ensuring internal policies and frameworks remain aligned with evolving regulatory expectations.
Please note: Previous London Market insurance experience is essential. Experience within an insurance broker or intermediary/MGA environment is strongly preferred. Sponsorship is not available for this position. Applicants must already have the right to work in the UK.
The Regulatory Policy & Compliance Manager will support the business in meeting its regulatory obligations through structured horizon scanning, regulatory analysis, policy oversight, and governance support activities. This role requires an individual with strong technical regulatory knowledge, excellent analytical capability, and the ability to translate complex regulatory developments into clear, practical, and commercially relevant internal guidance. The successful candidate will also play a key role in maintaining robust policy governance processes and supporting regulatory engagement activities across the wider organisation.
Key Responsibilities- Conduct structured horizon scanning to identify relevant FCA regulatory developments and emerging regulatory risks.
- Analyse regulatory changes and assess their impact on the business, policies, frameworks, and operational processes.
- Translate regulatory developments into actionable internal requirements and implementation considerations.
- Produce clear and practical regulatory interpretation guidance for internal stakeholders.
- Support updates to compliance frameworks, policies, and governance documentation.
- Maintain comprehensive audit trails linking external regulatory obligations to internal policies and procedures.
- Coordinate annual and ad hoc reviews of Compliance policies and associated documentation.
- Manage policy governance processes including contributor engagement, version control, approval tracking, and review cycles.
- Review and refine policy documentation to ensure clarity, consistency, completeness, and regulatory alignment.
- Support the ongoing enhancement of policy management standards and documentation controls.
- Act as a key point of contact for regulatory policy interpretation and governance-related queries.
- Provide practical and commercially focused compliance guidance to stakeholders across the business.
- Support regulatory engagement activities, including oversight and coordination of regulatory submissions and returns.
- Build effective working relationships with internal stakeholders across Compliance, Operations, and business functions.
- Contribute to wider Compliance projects and strategic initiatives as required.
- Essential experience within a Compliance, Regulatory Policy, or Regulatory Reporting role in the London Market insurance sector.
- Strong working knowledge of FCA Handbook requirements relevant to insurance brokers and intermediaries.
- Minimum 5 years' experience within regulatory compliance, regulatory policy, or governance-focused roles.
- Experience within an insurance broker, intermediary, or wholesale insurance environment is strongly preferred.
- Experience drafting, reviewing, or maintaining compliance policies and governance documentation is highly desirable.
- Strong understanding of the insurance broker operating model and wider wholesale insurance market.
- Excellent analytical skills with the ability to interpret complex UK regulatory requirements and translate them into practical business guidance.
- Strong written communication and documentation skills.
- Excellent organisational and stakeholder management capabilities.
- Ability to manage multiple priorities and operate effectively within a fast-paced and evolving business environment.
We are looking for a proactive and detail-oriented compliance professional with strong technical regulatory expertise and the ability to operate confidently across both policy and advisory responsibilities. The ideal candidate will be comfortable engaging with senior stakeholders, managing regulatory change initiatives, and supporting the continued development of robust and proportionate compliance frameworks within a growing international insurance business.
Regulatory Compliance Manager in London employer: Nashrock Insurance Recruitment
As a leading international insurance MGA based in the heart of London, we pride ourselves on fostering a dynamic and inclusive work environment that champions professional growth and development. Our commitment to regulatory excellence is matched by our dedication to employee well-being, offering competitive benefits and opportunities for advancement within a collaborative culture. Join us to be part of a forward-thinking team where your expertise in regulatory compliance will make a meaningful impact in shaping our governance framework.
Contact Details:
Nashrock Insurance Recruitment Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Manager in London
✨Tip Number 1
Network like a pro! Get out there and connect with folks in the insurance sector, especially those who know the London Market. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your regulatory knowledge. Make sure you can discuss recent FCA developments and how they impact compliance in the insurance world. We want to see you shine as the expert you are, so practice articulating your thoughts clearly and confidently.
✨Tip Number 3
Showcase your experience with real-life examples. When chatting with potential employers, share specific instances where you've successfully navigated regulatory challenges or improved compliance processes. This will help them see how you can add value to their team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. So, get your CV ready and hit that apply button!
We think you need these skills to ace Regulatory Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Regulatory Compliance Manager role. Highlight your experience in the London Market and any relevant regulatory policy work you've done. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that relate to the job description, especially your ability to translate complex regulations into practical guidance.
Showcase Your Analytical Skills:Since this role requires strong analytical capabilities, be sure to include examples of how you've successfully interpreted regulatory changes in the past. We love seeing how you can turn complex information into clear, actionable insights!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Nashrock Insurance Recruitment
✨Know Your Regulatory Stuff
Make sure you brush up on the FCA Handbook and any recent regulatory changes that could impact the insurance sector. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you’re also proactive about staying informed.
✨Prepare Real-World Examples
Think of specific instances where you've successfully translated complex regulatory requirements into practical guidance. Having these examples ready will help you demonstrate your analytical skills and your ability to engage with stakeholders effectively.
✨Showcase Your Stakeholder Engagement Skills
Be ready to talk about how you've built relationships with senior stakeholders in previous roles. Highlighting your experience in managing compliance queries and providing practical guidance will show that you can be a trusted point of contact within the organisation.
✨Demonstrate Your Organisational Skills
Since this role involves managing multiple priorities, be prepared to discuss how you stay organised and ensure clarity in policy documentation. Sharing your strategies for maintaining version control and tracking approvals will illustrate your attention to detail and ability to handle a fast-paced environment.
