At a Glance
- Tasks: Join our team to provide legal advice on UK retail investment products and support business initiatives.
- Company: Dynamic company focused on diversity and inclusion in the financial services sector.
- Benefits: Competitive salary, inclusive culture, and opportunities for professional growth.
- Other info: Collaborative environment with a focus on career development and regulatory change management.
- Why this job: Make a real impact in the financial sector while developing your legal expertise.
- Qualifications: Qualified Solicitor with knowledge of UK financial regulations and strong analytical skills.
The predicted salary is between 55000 - 65000 € per year.
We are seeking an Associate / AVP to join our International Consumer Legal Team, with a focus on UK retail investment products. The ideal candidate will have familiarity with UK financial services regulations and an understanding of the FCA Consumer Duty, UK MiFID 2, the UK financial promotion regime and the Individual Savings Account regulations. Strong analytical and communication skills are essential, as your contributions will play a vital role in supporting our company, clients, and business partners.
As an International Consumer Legal Team Lawyer – Associate / Assistant Vice President, you will assist in providing legal advice on UK retail investment products and services, and support various business initiatives. Your responsibilities will include:
- Supporting the International Consumer Legal Team on product development and general advisory matters with respect to retail investment products.
- Drafting client documentation, including updates to general T&Cs and marketing materials.
- Contributing to the oversight of the contents and execution of documents, including communications with respect to complaints and internal governance materials.
- Liaising with outside counsel.
- Interpreting existing laws, rules and regulations, and advising on changes thereto as well as advising on contemplated and proposed laws, rules and regulations.
- Facilitating effective communication and collaboration among multiple stakeholders to align legal project goals and expectations.
Required qualifications, capabilities, and skills:
- Qualified Solicitor of England & Wales, with familiarity with UK retail financial services, especially UK retail investment products.
- UK retail financial services regulatory knowledge, including the FCA Consumer Duty, UK MiFID 2, Individual Savings Account regulations, MAR, UK financial promotion regime and UK pensions regulations.
- Experience of providing legal advice with respect to UK retail client matters, including managing client complaints, FOS investigations, Power of Attorney queries and supporting bereavement matters.
- Familiarity with FCA Handbook Rules including the Client Assets (CASS) and client money sourcebook.
- Experience of regulatory change management programs and new product development.
- Excellent organizational skills and a team player who can collaborate across business and functional stakeholders.
Preferred qualifications, capabilities, and skills:
- Familiarity with other retail financial service laws and regulations, including Payment Service Regulations or GDPR.
We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.
International Consumer Legal Team Lawyer - Associate / Assistant Vice President employer: NACBA
Join a dynamic and inclusive workplace where your expertise in UK retail investment products will be valued and nurtured. Our International Consumer Legal Team fosters a collaborative culture, offering ample opportunities for professional growth and development while ensuring compliance with the latest financial regulations. With a commitment to diversity and employee well-being, we provide a supportive environment that empowers you to make meaningful contributions to our clients and business partners.
StudySmarter Expert Advice🤫
We think this is how you could land International Consumer Legal Team Lawyer - Associate / Assistant Vice President
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Interview
Prepare for your interviews by researching the company and understanding their values and goals. Practice common interview questions and think about how your skills align with the role. Remember, we want to see your personality shine through, so be yourself and show us why you’re the perfect fit!
✨Follow Up
After your interview, don’t forget to send a thank-you email! It’s a simple gesture that shows your appreciation and keeps you fresh in the interviewer’s mind. Plus, it’s a great opportunity to reiterate your interest in the position and highlight any key points you may have missed.
✨Apply Through Our Website
Make sure to apply directly through our website for the best chance of getting noticed. We love seeing candidates who take the initiative to engage with us directly. Plus, it helps us keep track of your application and ensures you’re considered for the role you’re excited about!
We think you need these skills to ace International Consumer Legal Team Lawyer - Associate / Assistant Vice President
Some tips for your application 🫡
Know Your Stuff:Make sure you brush up on UK financial services regulations, especially the FCA Consumer Duty and MiFID 2. We want to see that you understand the ins and outs of the legal landscape you'll be working in.
Tailor Your Application:Don’t just send a generic CV and cover letter! Show us how your experience aligns with the role. Highlight your familiarity with retail investment products and any relevant legal advice you've provided in the past.
Show Off Your Communication Skills:Since strong communication is key for this role, make sure your application reflects that. Use clear, concise language and structure your documents well. We want to see that you can communicate effectively right from the start!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you're keen to join our team!
How to prepare for a job interview at NACBA
✨Know Your Regulations
Make sure you brush up on UK financial services regulations, especially the FCA Consumer Duty and MiFID 2. Being able to discuss these topics confidently will show that you're not just familiar with the laws but can also apply them in real-world scenarios.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles. Whether it's interpreting complex regulations or drafting client documentation, having specific instances ready will demonstrate your capability and experience.
✨Communicate Effectively
Since strong communication skills are essential for this role, practice articulating your thoughts clearly. You might want to simulate a few questions about legal advice or stakeholder collaboration to ensure you can convey your ideas succinctly.
✨Collaborate and Connect
Highlight your experience working with various stakeholders. Be ready to discuss how you've facilitated communication and collaboration in past projects, as this will be crucial in the role. Showing that you can manage relationships with external counsel will set you apart.
