At a Glance
- Tasks: Lead audits, validate issues, and produce impactful reports while collaborating with stakeholders.
- Company: Join MUFG, a global leader in financial services committed to innovation and inclusion.
- Benefits: Flexible working arrangements, competitive salary, and opportunities for professional growth.
- Other info: Embrace diversity and contribute to a culture of continuous improvement and high performance.
- Why this job: Make a meaningful impact in a trusted financial group while developing your career.
- Qualifications: Experience in audit or risk management, strong communication skills, and a results-driven mindset.
The predicted salary is between 63000 - 77000 £ per year.
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups.
Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve.
We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility.
This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
As Assistant Vice President, Risk and Legal Audit at MUFG in London, you will be entrusted with executing critical elements of audit engagements within the EMEA Internal Audit function.
Your day-to-day responsibilities will involve planning audits aligned with agile principles, validating issues promptly with stakeholders, producing concise executive reports for senior committees, and embedding data analytics into testing processes.
You will collaborate closely with Senior Audit Managers/Audit Directors to ensure the audit portfolio remains relevant amidst changing risks.
Building constructive stakeholder relationships is central to your role, your ability to share industry best practices and provide effective challenge will help raise standards across the organisation.
You'll also actively participate in strategic transformation initiatives within Internal Audit while coaching junior staff members.
Success in this position requires you to embrace flexible working arrangements (including hybrid attendance), foster inclusion & diversity efforts through employee networks, deliver high-quality outputs under tight deadlines, and contribute positively to MUFG's vision for trusted financial partnership.
- Execute assigned audits within the audit plan efficiently, ensuring timely delivery against EIA Key Performance Indicators while maintaining high standards of documentation.
- Support Senior Audit Managers and Audit Directors in dynamically managing the audit portfolio throughout the year by proposing relevant changes based on evolving risks.
- Lead audit assignments independently by adhering to established methodologies and standards, embedding agile principles to ensure comprehensive coverage of key risks.
- Monitor self-delivery as well as tasks delegated to Analysts, meeting interim milestones and deadlines while promptly escalating any challenges or blockers impacting timelines.
- Produce impactful audit reports for executive audiences with clear messaging, factual conclusions, and minimal edits required by senior stakeholders.
- Validate issues to required quality standards using desktop validation where appropriate; maintain regular touchpoints with stakeholders to drive effective issue management.
- Enable the Data Analytics agenda by generating outcome test ideas for assignments that meet team-specific KPIs; support embedding data analytics into audit testing processes.
- Develop constructive relationships with stakeholders by providing commercial perspectives, effective challenge, guidance as an independent respected voice, and sharing best practices from industry networks.
- Actively participate in implementing the long-term vision and strategy of Internal Audit by fostering a culture of high performance, continuous improvement, openness to new ideas, and engagement in inclusion & diversity initiatives.
- Coach other AVPs and Analysts on audit tasks; provide balanced feedback; recognise individual and team success; contribute to enterprise-wide leadership initiatives outside EIA.
What you bring
- Experience working in an audit or risk management function within Financial Services, banking, investment banking or Big 4 firm with proven appreciation of risk/control environments.
- Demonstrated knowledge of auditing methods and industry practices relevant to banking/financial services; understanding of financial products including their risks/revenue generation mechanisms.
- Proven experience in Agile Auditing techniques combined with practical Data Analytics exposure applied within audit assignments.
- Higher education or equivalent industry experience; professional qualifications such as ACA, CFA or CIA are desirable but not essential.
- Excellent communication skills enabling you to build collaborative relationships across global teams; strong interpersonal abilities underpinning stakeholder engagement.
- Results-driven approach coupled with accountability for timely delivery; structured work style ensuring accuracy even under pressurised conditions.
- Ability to manage large workloads effectively while prioritising tasks according to urgency; calmness when navigating uncertainty or tight deadlines.
- Creative mindset open to new ideas/approaches; willingness to learn from mistakes both internally/externally; curiosity about emerging industry topics.
- Strong numerical skills paired with proficiency in Microsoft Office applications supporting robust analysis/documentation requirements.
- Commitment to inclusion & diversity demonstrated through active participation in employee networks or related initiatives.
We are open to considering flexible working requests in line with organisational requirements.
MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count.
We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership.
We make our recruitment decisions in a non‑discriminatory manner in accordance with our commitment to identifying the right skills for the right role and our obligations under the law.
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Assistant Vice President, Audit Manager - Risk and Legal Audit employer: NACBA
NACBA is an excellent employer that values its employees by offering a hybrid working arrangement, fostering a healthy work-life balance. With a strong focus on professional development, employees have ample opportunities for growth within the financial services sector, all while being part of a collaborative and supportive team in the vibrant city of London.
StudySmarter Expert Advice🤫
We think this is how you could land Assistant Vice President, Audit Manager - Risk and Legal Audit
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like NACBA. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Assistant Vice President, Audit Manager - Risk and Legal Audit
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to NACBA.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on NACBA's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at NACBA
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with NACBA.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at NACBA will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former NACBA employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.