Head of Compliance

This is a remote position. Our client is a fast-growing fintech company that has built a cutting-edge platform to make life easier for their customers and their team. As a remote-first business, employing over 180 people across the UK, they’re looking for a detail-oriented and passionate Head of Compliance to join them on their journey.

What You’ll Be Doing

• As an experienced Head of Compliance, you will be the go-to person for all things compliance, ensuring they meet their regulatory obligations while continuing to innovate.
• You’ll play a crucial role in protecting the business and their customers.
• Develop, implement, and manage the compliance framework, policies, and procedures, with a focus on the mortgage industry.
• Stay ahead of regulatory changes and industry best practices to keep the compliance strategy sharp and effective.
• Be the expert on a wide range of compliance areas, including compliance monitoring, conduct risk, TCF, SMCR, and FCA reporting.
• Work with the team of brokers, underwriters, and leadership to provide guidance and training on compliance matters - future proofing the business.
• Monitor and review mortgage loan documentation, disclosures, and advertising to ensure everything is clear, fair, and not misleading.
• Investigate and resolve any compliance-related issues or complaints quickly and effectively.
• Be the main point of contact for regulatory bodies, managing reports and documentation.

As the preferred candidate you will have:

• Minimum of 7 years of experience in a compliance role within the financial services industry, ideally with a background in mortgages or insurance.
• Strong understanding of the UK’s regulatory landscape (FCA, etc.).
• A knack for identifying potential compliance risks and creating smart strategies to mitigate them.
• Excellent communication skills – you can make complex compliance topics easy for anyone to understand.
• You’re a self-starter who can manage your own time and priorities in a fast-paced, remote environment.
• A relevant degree in business, finance, or a related field is a plus, and certifications like the Certified Regulatory Compliance Manager (CRCM) are highly desirable.

A competitive salary that reflects your skills and experience. Work from anywhere in the UK. Our client is a remote-first company and will provide you with the laptop and equipment you need to shine. A great benefits package, including private BUPA health insurance, a company pension, and access to a flexible benefits portal. Time to recharge with a generous holiday allowance.

What It’s Like to Work There

You’ll be part of an innovative and supportive team that’s passionate about making a difference in the finance industry. As a forward-thinking fintech, our client has built a bespoke, cutting-edge platform that enables their mortgage brokers to work efficiently and at high volume – with a “client first” mindset. They have a flat structure, which means you can talk directly to the decision-makers and see your ideas come to life quickly. With consistent month-to-month growth, they’re building something special, and they want you to be a part of it.

Ready to Apply?

If this sounds like your kind of challenge, we’d love to hear from you. You don’t need to tick every single box – if you have the drive, the skills, and the passion to make a difference, our client encourages you to apply. Our client is an equal opportunity employer and welcomes applicants from all backgrounds. If you need any adjustments to support your application, just let us know.

Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Finance
Industries: Financial Services and Insurance Agencies and Brokerages