At a Glance
- Tasks: Lead compliance efforts in a fast-paced fintech, ensuring regulatory obligations are met.
- Company: Join a dynamic fintech company revolutionising the finance industry.
- Benefits: Competitive salary, remote work, private health insurance, and generous holiday allowance.
- Other info: Flat structure allows for direct communication with decision-makers and rapid idea implementation.
- Why this job: Make a real impact in a supportive team while shaping the future of finance.
- Qualifications: 5+ years in compliance, strong understanding of UK regulations, excellent communication skills.
The predicted salary is between 50000 - 60000 £ per year.
- Compliance Manager
- Remote - UK Based
Ready to protect a business that's shaking up the finance world?
Our client is a fast-growing fintech company that has built a cutting-edge platform to make life easier for their customers and their team.
As a remote-first business, employing over 160 people across the UK, and they're looking for a detail-oriented and passionate Compliance Manager to join them on their journey.
What You'll Be Doing
As an experienced Compliance Manager, you will be the go-to person for all things compliance, ensuring the business meets their regulatory obligations while continuing to innovate.
You'll play a crucial role in protecting the business and their customers.
- Develop, implement, and manage the compliance framework, policies, and procedures, with a focus on the mortgage industry.
- Complaints Management - Investigate and resolve any compliance-related issues or complaints quickly and effectively.
- Stay ahead of regulatory changes and industry best practices to keep the compliance strategy sharp and effective.
- Be the expert on a wide range of compliance areas, including compliance monitoring, conduct risk, TCF, SMCR, and FCA reporting.
- Work with the team of brokers, underwriters, and leadership to provide guidance and training on compliance matters - future proofing the business.
- Monitor and review mortgage loan documentation, disclosures, and advertising to ensure everything is clear, fair, and not misleading.
- Be the main point of contact for regulatory bodies, managing reports and documentation.
Requirements
As the preferred candidate you will have
- Minimum of 5 years of experience in a compliance role within the financial services industry, ideally with a background in mortgages or Insurance.
- SMF Status - Ideally SMF16
- Strong understanding of the UK's regulatory landscape (FCA, etc.).
- A knack for identifying potential compliance risks and creating smart strategies to mitigate them.
- Excellent communication skills – you can make complex compliance topics easy for anyone to understand.
- You're a self-starter who can manage your own time and priorities in a fast-paced, remote environment.
- A relevant experience or degree in business, finance, or a related field is a plus, and certifications like the Certified Regulatory Compliance Manager (CRCM) are highly desirable.
Benefits
- A competitive salary that reflects your skills and experience.
- Work from anywhere in the UK.
- Our client is a remote-first company and will provide you with the laptop and equipment you need to shine.
- A great benefits package, including private BUPA health insurance, a company pension, and access to a flexible benefits portal.
- Time to recharge with a generous holiday allowance.
What It's Like to Work There?
You'll be part of an innovative and supportive team that's passionate about making a difference in the finance industry.
As a forward-thinking fintech, our client has built a bespoke, cutting-edge platform that enables their mortgage and protection brokers to work efficiently and at high volume - with a "client first" mindset.
They have a flat structure, which means you can talk directly to the decision-makers and see your ideas come to life quickly.
With consistent month-to-month growth, they're building something special, and they want you to be a part of it.
Ready to Apply?
If this sounds like your kind of challenge, we'd love to hear from you.
You don't need to tick every single box – if you have the drive, the skills, and the passion to make a difference, our client encourages you to apply.
Our client is an equal opportunity employer and welcome applicants from all backgrounds. If you need any adjustments to support your application, just let us know.
Compliance Manager in London employer: mywork Careers
Join a dynamic fintech company that prioritises innovation and employee well-being, offering a competitive salary and a comprehensive benefits package including private health insurance and a generous holiday allowance. With a remote-first culture, you'll enjoy the flexibility to work from anywhere in the UK while being part of a supportive team that values your contributions and encourages professional growth. This is an exciting opportunity to make a meaningful impact in the finance industry within a flat organisational structure that fosters direct communication with decision-makers.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like mywork Careers looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at mywork Careers. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at mywork Careers
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with mywork Careers’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
