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For Companies At a Glance
- Tasks: You'll oversee regulatory reporting and ensure compliance with EMIR and MiFIR regulations.
- Company: Join a leading commodity brokerage committed to excellence in financial services.
- Benefits: Enjoy flexible working options and a dynamic work environment with growth opportunities.
- Why this job: Be part of a crucial team that shapes the future of regulatory compliance in finance.
- Qualifications: Strong knowledge of MiFIR and EMIR regulations is essential; experience with LSEG UnaVista is a plus.
- Other info: Ideal for detail-oriented individuals passionate about finance and regulatory frameworks.
The predicted salary is between 48000 - 72000 £ per year.
A commodity brokerage wishes to recruit a senior regulatory reporting analyst to assist with meeting its Regulatory Reporting obligations, principally in relation to EMIR and MiFIR as well as other current or future regulation as required.
Overview
- Identify the regulatory requirements, interpret these in the context of the firm's business activities and define the obligations that the firm must adhere to.
- Review regulatory announcements, identify and define corresponding changes to systems and processes.
- Provide day to day oversight of operational processes including exception monitoring / reconciliations.
- Assume day to day operational responsibility for the timeliness and completeness of reporting.
- Provide 1st line investigation/resolution of routine exceptions and direct non-routine exceptions to other departments as appropriate.
- Investigate and respond to ad hoc queries and requests relating to day-to-day reporting activity and operational processes.
- Record breaches and determine appropriate action e.g. escalation and remediation.
- Notify forthcoming new business, business change and/or new products, markets or brokers.
- Review and test the impact of new business, business change and/or new products, markets or brokers.
Experience Required
- Strong in-depth understanding of MiFIR and EMIR regulation.
- Good knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange.
- Experience of the LSEG UnaVista platform or a similar ARM / Trade Repository.
- Good understanding of Microsoft Office (Excel in particular); other data analytics experience, for example Power BI, would be desirable.
Futures Regulatory Reporting employer: MW Recruitment Limited
Contact Detail:
MW Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Futures Regulatory Reporting
✨Tip Number 1
Familiarise yourself with the latest updates on EMIR and MiFIR regulations. Being well-versed in these areas will not only help you understand the role better but also demonstrate your commitment and expertise during any discussions with us.
✨Tip Number 2
Network with professionals in the regulatory reporting field, especially those who have experience with the LSEG UnaVista platform. Engaging with industry experts can provide valuable insights and potentially lead to referrals that could enhance your application.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've successfully managed reporting obligations or resolved exceptions in previous roles. This practical experience will be crucial in demonstrating your capability to handle the responsibilities outlined in the job description.
✨Tip Number 4
Stay updated on the latest trends in data analytics tools like Power BI. Highlighting your proficiency in these tools can set you apart from other candidates and show us that you're ready to leverage technology in regulatory reporting.
We think you need these skills to ace Futures Regulatory Reporting
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Futures Regulatory Reporting position. Familiarise yourself with EMIR and MiFIR regulations, as well as the specific duties outlined in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job requirements. Emphasise your understanding of regulatory frameworks, operational processes, and any experience with platforms like LSEG UnaVista.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for regulatory reporting and your ability to meet the firm's obligations. Mention specific examples from your past experience that demonstrate your expertise in handling regulatory requirements.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and reporting.
How to prepare for a job interview at MW Recruitment Limited
✨Know Your Regulations
Make sure you have a solid understanding of MiFIR and EMIR regulations. Be prepared to discuss how these regulations impact the firm's business activities and how you would ensure compliance.
✨Demonstrate Analytical Skills
Showcase your ability to analyse regulatory announcements and translate them into actionable changes for systems and processes. Bring examples of how you've done this in previous roles.
✨Highlight Operational Oversight Experience
Discuss your experience with operational processes, particularly in exception monitoring and reconciliations. Be ready to explain how you ensure the timeliness and completeness of reporting.
✨Familiarity with Reporting Tools
If you have experience with the LSEG UnaVista platform or similar tools, make sure to mention it. Also, highlight your proficiency in Microsoft Excel and any data analytics tools like Power BI.
