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- Tasks: You'll analyse regulatory requirements and ensure compliance with EMIR and MiFIR.
- Company: Join a leading commodity brokerage focused on regulatory excellence.
- Benefits: Enjoy flexible working options and a dynamic team environment.
- Why this job: Be part of a crucial role that shapes the future of financial regulations.
- Qualifications: Strong knowledge of MiFIR and EMIR, plus experience with various asset classes required.
- Other info: Opportunity to work with cutting-edge data analytics tools like Power BI.
The predicted salary is between 48000 - 72000 £ per year.
A commodity brokerage wishes to recruit a senior regulatory reporting analyst to assist with meeting its Regulatory Reporting obligations, principally in relation to EMIR and MiFIR as well as other current or future regulation as required.
Overview
- Identify the regulatory requirements, interpret these in the context of the firm's business activities and define the obligations that the firm must adhere to.
- Review regulatory announcements, identify and define corresponding changes to systems and processes.
- Provide day-to-day oversight of operational processes including exception monitoring/reconciliations.
- Assume day-to-day operational responsibility for the timeliness and completeness of reporting.
- Provide 1st line investigation/resolution of routine exceptions and direct non-routine exceptions to other departments as appropriate.
- Investigate and respond to ad hoc queries and requests relating to day-to-day reporting activity and operational processes.
- Record breaches and determine appropriate action e.g. escalation and remediation.
- Notify forthcoming new business, business change and/or new products, markets or brokers.
- Review and test the impact of new business, business change and/or new products, markets or brokers.
Experience Required
- Strong in-depth understanding of MiFIR and EMIR regulation.
- Good knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange.
- Experience of the LSEG UnaVista platform or a similar ARM/Trade Repository.
- Good understanding of Microsoft Office (Excel in particular); other data analytics experience, for example Power BI, would be desirable.
Futures Regulatory Reporting employer: MW Recruitment Limited
Contact Detail:
MW Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Futures Regulatory Reporting
✨Tip Number 1
Familiarise yourself with the latest updates on EMIR and MiFIR regulations. Understanding the nuances of these regulations will not only help you in interviews but also demonstrate your commitment to staying informed about industry changes.
✨Tip Number 2
Network with professionals in the regulatory reporting field, especially those who have experience with the LSEG UnaVista platform. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Brush up on your data analytics skills, particularly in Excel and Power BI. Being able to showcase your analytical capabilities during discussions can set you apart from other candidates.
✨Tip Number 4
Prepare to discuss real-world scenarios where you've handled regulatory reporting challenges. Having specific examples ready will illustrate your problem-solving skills and operational understanding, making a strong impression.
We think you need these skills to ace Futures Regulatory Reporting
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Futures Regulatory Reporting position. Familiarise yourself with EMIR and MiFIR regulations, as well as the specific duties outlined in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job requirements. Emphasise your understanding of regulatory reporting, particularly in relation to MiFIR and EMIR, and any experience with the LSEG UnaVista platform or similar systems.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for regulatory reporting and your ability to meet the firm's obligations. Use specific examples from your past experience to demonstrate your expertise in handling regulatory requirements and operational processes.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and reporting.
How to prepare for a job interview at MW Recruitment Limited
✨Know Your Regulations
Make sure you have a solid understanding of MiFIR and EMIR regulations. Be prepared to discuss how these regulations impact the firm's operations and your previous experiences in relation to them.
✨Demonstrate Analytical Skills
Showcase your ability to analyse regulatory requirements and translate them into actionable tasks. Bring examples of how you've previously identified changes needed in systems or processes due to regulatory updates.
✨Familiarity with Reporting Tools
If you have experience with the LSEG UnaVista platform or similar tools, be ready to discuss it. Highlight any specific projects where you used these tools to enhance reporting accuracy or efficiency.
✨Excel and Data Analytics Proficiency
Since good knowledge of Microsoft Excel is essential, prepare to demonstrate your skills. If you have experience with data analytics tools like Power BI, mention how you've used them to support regulatory reporting.
