At a Glance
- Tasks: Shape compliance for investment banking, advising on regulatory standards and driving change.
- Company: Join MUFG, a leading global financial group with a commitment to integrity and growth.
- Benefits: Enjoy professional development, flexible working, and a collaborative culture.
- Other info: Be part of a diverse team that values your voice and contributions.
- Why this job: Make a meaningful impact in a pivotal role within a respected financial institution.
- Qualifications: Experience in compliance advisory roles and strong knowledge of investment banking regulations.
The predicted salary is between 80000 - 100000 £ per year.
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
MUFG, one of the world’s most respected financial institutions, is seeking a Vice President for Private Side Advisory to join its Compliance Advisory team in London. This is an exceptional opportunity to step into a pivotal role within a global organisation renowned for its integrity, responsibility, and commitment to sustainable growth. As part of MUFG’s dynamic compliance function, you will be at the forefront of supporting investment banking activities across both banking and securities businesses under a unique dual-hat arrangement. You will enjoy high visibility, direct engagement with senior stakeholders, and the chance to shape regulatory practices in a truly international environment.
MUFG offers a collaborative culture that values transparency, fairness, and professional development, making it an ideal place for those who wish to grow their career while contributing to the success of a leading financial group.
- Join MUFG’s globally recognised Compliance Advisory team and gain exposure to all levels of the business within a supportive and inclusive environment that values integrity and shared growth.
- Take on a primary coverage role with full responsibility for advising private side banking businesses, including Corporate & Investment Banking teams, while working closely with colleagues across multiple regions.
- Benefit from MUFG’s commitment to nurturing talent through ongoing training opportunities, access to a broad network of professionals, and the chance to make a meaningful impact on regulatory change initiatives.
What you'll do:
- As Vice President Private Side Advisory at MUFG in London, you will play an instrumental role in shaping the compliance landscape for investment banking activities across both banking and securities operations.
- Your day-to-day responsibilities will centre around providing expert advisory support to private side businesses—particularly Corporate & Investment Banking—ensuring that all processes adhere strictly to regulatory standards.
- You will act as the go-to advisor for compliance matters, offering practical solutions while maintaining open communication channels with stakeholders at every level.
- In addition to policy development and training delivery, you will participate in strategic projects that drive regulatory change across the organisation.
- Your ability to manage complex situations with sensitivity and professionalism will be crucial as you help resolve conflicts of interest between different business entities.
- Success in this role requires not only technical expertise but also strong interpersonal skills, attention to detail, and a genuine commitment to upholding MUFG’s values of fairness, transparency, and responsible growth.
What you bring:
- Demonstrated experience in compliance advisory roles within front office environments at major investment banks or similar financial institutions is essential for this position.
- Comprehensive understanding of investment banking products such as loans and structured finance is required to provide effective guidance across private side businesses.
- In-depth knowledge of risk management principles, compliance frameworks, and internal controls relevant to capital markets operations is vital for success in this role.
- Thorough familiarity with key regulations affecting capital markets products—including MiFID II, MAR, Competition Law—and their practical application within an international context is expected.
- Exceptional interpersonal skills are needed to build trust-based relationships with stakeholders at all levels while delivering clear advice on complex regulatory matters.
- Outstanding written and verbal communication abilities are essential for drafting policies, delivering training sessions, and responding effectively during investigations or enquiries.
- A proven track record of operating autonomously when appropriate while knowing when escalation is necessary demonstrates sound judgement and reliability.
- Highly organised approach with strong prioritisation skills enables effective management of large workloads under tight deadlines without compromising accuracy or quality.
- A university degree or equivalent qualification provides the educational foundation required for this senior advisory position within MUFG’s Compliance function.
What sets MUFG apart:
MUFG stands out as one of the world’s largest financial groups not only because of its scale but also due to its unwavering dedication to ethical conduct, transparency, and long-term value creation. With over 350 years of history behind it—and more than 150,000 employees worldwide—MUFG offers unparalleled opportunities for professional growth within an inclusive culture that celebrates diversity and collaboration.
Employees benefit from access to extensive resources spanning commercial banking, asset management, securities trading, consumer finance, leasing services, and more—all supported by cutting-edge technology platforms. The company’s vision centres on being the most trusted financial partner globally: this means investing heavily in employee development through ongoing training programmes while promoting flexible working opportunities wherever possible.
At MUFG you’ll find yourself part of a knowledgeable network where your contributions are valued; where supportive leadership encourages personal advancement; where shared goals unite teams across continents; where your work genuinely helps foster sustainable prosperity for clients—and society at large.
What's next:
If you are ready to take your compliance career forward within an internationally renowned institution committed to responsible growth and professional excellence—this is your moment! Apply today by clicking on the link provided—your next rewarding challenge awaits at MUFG.
We are open to considering flexible working requests in line with organisational requirements. MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count. We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership.
We make our recruitment decisions in a non-discriminatory manner in accordance with our commitment to identifying the right skills for the right role and our obligations under the law.
StudySmarter Expert Advice🤫
We think this is how you could land Vice President, Private Side Advisory
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like MUFG Bank, Ltd. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Vice President, Private Side Advisory
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to MUFG Bank, Ltd.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on MUFG Bank, Ltd's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at MUFG Bank, Ltd
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with MUFG Bank, Ltd.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at MUFG Bank, Ltd will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former MUFG Bank, Ltd employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.