Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster
Senior VP, Regulatory Submissions & Compliance Ops

Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster

City of Westminster Full-Time 100000 - 125000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead regulatory submissions and ensure compliance across departments in a fast-paced environment.
  • Company: Prominent financial institution prioritising compliance and collaboration.
  • Benefits: Competitive salary of £100,000 to £125,000 annually.
  • Why this job: Make a significant impact on regulatory processes in a dynamic financial setting.
  • Qualifications: Knowledge of SMCR Regime and strong communication skills.

The predicted salary is between 100000 - 125000 £ per year.

A prominent financial institution is seeking a VP for Regulatory Processes & Compliance Operations to manage timely submissions of regulatory returns and ensure collaboration across departments.

The ideal candidate will have knowledge of the SMCR Regime and possess strong communication skills.

This role offers a competitive salary between £100,000 and £125,000 annually, reflecting the importance of compliance in a fast-paced environment.

Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster employer: MUFG Bank, Ltd.

As a leading financial institution, we pride ourselves on fostering a dynamic work culture that prioritises collaboration and innovation. Our employees benefit from competitive salaries, comprehensive professional development opportunities, and a commitment to compliance excellence, all within a vibrant city location that enhances both personal and professional growth.
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Contact Detail:

MUFG Bank, Ltd. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial sector and let them know you're on the hunt for a Senior VP role. You never know who might have the inside scoop on openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of the SMCR Regime. We want to show that you’re not just familiar with compliance but that you can also discuss it confidently and intelligently during your chats with potential employers.

✨Tip Number 3

Practice your communication skills! Since this role requires strong communication, we suggest doing mock interviews with friends or mentors. Get comfortable articulating your thoughts clearly and concisely.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.

We think you need these skills to ace Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster

Regulatory Knowledge
SMCR Regime
Communication Skills
Collaboration Skills
Compliance Management
Project Management
Attention to Detail
Time Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience with regulatory submissions and compliance operations. We want to see how your skills align with the SMCR Regime and how you've successfully managed similar processes in the past.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to showcase your strong communication skills and explain why you're the perfect fit for this role. We love seeing genuine enthusiasm for compliance and regulatory processes.

Showcase Collaboration Skills: Since this role involves working across departments, be sure to mention any experiences where you've successfully collaborated with different teams. We value teamwork and want to know how you can foster collaboration in our fast-paced environment.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process. Let’s get started!

How to prepare for a job interview at MUFG Bank, Ltd.

✨Know Your Regulations

Make sure you brush up on the SMCR Regime and any other relevant regulations. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also passionate about it.

✨Showcase Your Communication Skills

Since this role requires strong communication, prepare examples of how you've effectively collaborated across departments in the past. Think of specific situations where your communication made a difference in compliance operations.

✨Prepare for Scenario Questions

Expect scenario-based questions that test your problem-solving skills in regulatory submissions. Practice articulating your thought process clearly, as this will demonstrate your ability to handle real-world challenges.

✨Research the Institution

Familiarise yourself with the financial institution’s values, recent news, and their approach to compliance. This knowledge will help you tailor your answers and show that you’re genuinely interested in being part of their team.

Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster
MUFG Bank, Ltd.
Location: City of Westminster
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  • Senior VP, Regulatory Submissions & Compliance Ops in City of Westminster

    City of Westminster
    Full-Time
    100000 - 125000 £ / year (est.)
  • M

    MUFG Bank, Ltd.

    1000-5000
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