At a Glance
- Tasks: Monitor trading activity and investigate alerts to ensure market integrity.
- Company: Join a dynamic compliance and financial crime team in a leading financial firm.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career growth in a fast-paced financial sector.
- Why this job: Make a real impact on market conduct and ethical trading practices.
- Qualifications: Experience in trade surveillance or compliance with strong analytical skills.
The predicted salary is between 45000 - 60000 £ per year.
Trade Surveillance Analyst
We are seeking a detail-oriented and analytical Trade Surveillance Analyst to join a growing compliance and financial crime team.
This role plays a critical part in maintaining market integrity by monitoring trading activity, identifying potential market abuse, and supporting regulatory compliance across multiple asset classes.
The successful candidate will work closely with Compliance, Risk, Front Office, and Technology teams to investigate alerts, conduct data analysis, and help strengthen the firm's surveillance framework in line with UK regulatory expectations.
This is an excellent opportunity for an individual who enjoys working with complex datasets, investigating unusual trading behaviour, and contributing to a strong culture of compliance and ethical trading.
Key Responsibilities
- Review and investigate trade surveillance alerts generated through automated monitoring systems.
- Analyse trading activity to identify potential instances of market abuse, including insider dealing, market manipulation, spoofing, layering, and other suspicious behaviours.
- Escalate findings and support the preparation of regulatory reports where required.
- Conduct detailed investigations using trading, communications, and market data.
- Maintain accurate and comprehensive records of surveillance reviews and case management activities.
- Support the ongoing development, calibration, and enhancement of surveillance scenarios and monitoring methodologies.
- Produce management information, trend analysis, and regulatory reporting metrics.
- Partner with Compliance, Risk, Legal, and Front Office stakeholders to resolve investigations and strengthen controls.
- Assist with regulatory examinations, internal audits, and compliance reviews.
- Contribute to policy updates, procedural improvements, and employee awareness initiatives relating to market conduct and surveillance.
Skills & Experience
Essential
- Previous experience within Trade Surveillance, Market Surveillance, Compliance Monitoring, Market Conduct, Financial Crime, or a related regulatory function.
- Understanding of UK financial services regulations and market abuse frameworks.
- Ability to investigate and interpret complex trading patterns and transactional data.
- Strong analytical and problem-solving capabilities.
- Excellent written and verbal communication skills.
- High attention to detail with the ability to manage multiple investigations simultaneously.
- Proficiency in Microsoft Excel and data analysis techniques.
Desirable
- Experience with trade surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Behavox, Steel Eye, Trading Hub, or similar solutions.
- Knowledge of equities, fixed income, commodities, FX, derivatives, or digital assets.
- Experience within an investment bank, broker-dealer, asset manager, exchange, fintech, or regulatory environment.
- Familiarity with FCA regulations and UK Market Abuse Regulation (UK MAR).
- Relevant professional qualifications such as ICA, CISI, ACAMS, or equivalent.
- Trade Surveillance Analyst
Trade Surveillance Analyst in Newtownabbey employer: mthree
As an Assurance Team Lead in our high-profile Global Markets programme, you will thrive in a dynamic work environment that champions innovation and technical excellence. We offer competitive compensation, a comprehensive benefits package, and a culture that prioritises employee growth through mentorship and hands-on involvement in cutting-edge automation engineering. Join us to be part of a team that values collaboration and continuous improvement while working on mission-critical systems that impact thousands of users.
StudySmarter Expert Advice🤫
We think this is how you could land Trade Surveillance Analyst in Newtownabbey
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like mthree. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Trade Surveillance Analyst in Newtownabbey
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to mthree.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on mthree's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at mthree
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with mthree.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at mthree will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former mthree employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
