Compliance Counsel and BMR Compliance in London

Compliance Counsel and BMR Compliance in London

London Full-Time 43200 - 72000 £ / year (est.) No working from home possible
MSCI Inc

At a Glance

  • Tasks: Join our Legal and Compliance team to ensure adherence to financial regulations and conduct legal analyses.
  • Company: MSCI is a leading firm in financial services, fostering teamwork and innovation.
  • Benefits: Enjoy flexible working arrangements, comprehensive benefits, and access to advanced learning platforms.
  • Other info: We promote diversity and inclusion, ensuring equal opportunities for all employees.
  • Why this job: Be part of a dynamic culture that values creativity and offers opportunities for professional growth.
  • Qualifications: Must have 8+ years of compliance experience and a law degree; strong regulatory knowledge required.

The predicted salary is between 43200 - 72000 £ per year.

On the forefront of the financial services industry, we offer a fast-paced and collegial environment that is created through a strong culture of teamwork, hard work, and close working relationships with different levels of management. This is an excellent opportunity for an outstanding, highly motivated lawyer to join MSCI\'s Legal and Compliance team. This role will be based in London, U.K., reporting to the Global Head of Compliance in New York. Responsibilities will focus on compliance with the EU and UK Benchmarks Regulations (BMR), IOSCO Principles for Financial Benchmarks, and other index regulations globally. Other compliance areas covered will include general corporate compliance, employee trading, outside business activities, FCPA/UK/EU anti-bribery and anti-money laundering compliance, publication review, and IT risk, ESG, marketing, investment advisor regulation, and other areas relevant to MSCI\'s business. Responsibilities: Conduct legal analysis and advise the business with respect to the EU and UK BMR, IOSCO, and other compliance areas described above, as well as new compliance and regulatory developments. Maintain a comprehensive and visible benchmark compliance program encompassing applicable regulatory regimes, industry best practices, and business considerations. Review process for, and conduct reviews of, index methodologies, policies, and procedures for compliance with the BMR and other applicable regulatory requirements. Perform Compliance functions such as oversight of personal trading, email review, monitoring, and maintaining of restricted lists. Draft and maintain various U.S. and global regulatory policies and statements of compliance, including the creation of brochure disclosure documents and responses to due diligence questionnaires. Conduct internal investigations of potential breaches of Compliance policies. Deliver training and presentations regarding the firm\'s Compliance program. Monitor and evaluate compliance with jurisdictional requirements. Help ensure compliance with international sanctions programs. Minimum Requirements: At least eight years of compliance experience at a top financial services institution or law firm. Law degree from an accredited law school or university. Experience with the implementation of new regulations, regulatory exams, and enforcement actions, dealing with financial services regulators. Strong working knowledge of regulatory frameworks and change management for the financial industry in the EU and UK, particularly BMR. Desire to learn new regulatory frameworks and interest in regulatory change. Proactive initiative in quickly learning the business and coming up to speed in new areas. Ability to work effectively across borders and regions. Positive, execution-oriented outlook, willingness to pitch in as needed. Organized self-starter who spots issues, sets and meets deadlines, and acts independently in a fast-paced environment. Ability to analyze legal and business risks to help develop business-oriented, compliant solutions. Strong English oral and written communication skills. Builds relationships and trust with clients and colleagues. Very comfortable using technology, online systems, and databases. Interest in innovation. Preferred: Experience in an English-speaking country. Familiarity with EU Benchmark Regulations and other financial services regulations. Familiarity with the matrix and corporate culture of a global financial institution. What we offer you: Transparent compensation schemes and comprehensive employee benefits, tailored to your location, ensuring your financial security, health, and overall wellbeing. Flexible working arrangements, advanced technology, and collaborative workspaces. A culture of high performance and innovation where we experiment with new ideas and take responsibility for achieving results. A global network of talented colleagues, who inspire, support, and share their expertise to innovate and deliver for our clients. Global Orientation program to kickstart your journey, followed by access to our Learning@MSCI platform, LinkedIn Learning Pro, and tailored learning opportunities for ongoing skills development. Multi-directional career paths that offer professional growth and development through new challenges, internal mobility, and expanded roles. We actively nurture an environment that builds a sense of inclusion, belonging, and connection, including eight Employee Resource Groups. At MSCI, we are passionate about what we do, and we are inspired by our purpose – to power better investment decisions. You’ll be part of an industry-leading network of creative, curious, and entrepreneurial pioneers. This is a space where you can challenge yourself, set new standards and perform beyond expectations for yourself, our clients, and our industry. MSCI Inc. is an equal opportunity employer committed to diversifying its workforce. It is the policy of the firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender, gender identity, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran status, or any other characteristic protected by law. #J-18808-Ljbffr
MSCI Inc

Contact Details:

MSCI Inc Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Counsel and BMR Compliance in London

Tip Number 1

Familiarise yourself with the EU and UK Benchmarks Regulations (BMR) and IOSCO Principles. Understanding these regulations will not only help you in interviews but also demonstrate your proactive approach to compliance.

Tip Number 2

Network with professionals in the financial services industry, especially those working in compliance roles. Attend relevant seminars or webinars to build connections and gain insights into the latest compliance trends and challenges.

Tip Number 3

Showcase your ability to work across borders by highlighting any international experience you have. This is particularly important for a role that involves compliance with global regulations.

Tip Number 4

Prepare to discuss specific compliance challenges you've faced in previous roles. Be ready to share how you approached these issues and the outcomes, as this will illustrate your problem-solving skills and experience.

We think you need these skills to ace Compliance Counsel and BMR Compliance in London

Legal Analysis
Compliance Expertise
Knowledge of EU and UK BMR
IOSCO Principles for Financial Benchmarks
Regulatory Frameworks
Change Management
Risk Assessment

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights relevant compliance experience, particularly in relation to EU and UK regulations. Emphasise your legal qualifications and any specific projects or roles that align with the responsibilities outlined in the job description.

Craft a Compelling Cover Letter:In your cover letter, express your enthusiasm for the role and the company. Discuss your understanding of the BMR and other compliance areas mentioned, and how your background makes you a perfect fit for the position.

Showcase Your Communication Skills:Since strong communication skills are essential for this role, ensure your application is well-written and free of errors. Use clear and concise language to demonstrate your ability to convey complex information effectively.

Highlight Your Proactive Approach:Mention instances where you've taken initiative in previous roles, especially in learning new regulations or implementing compliance programs. This will show your proactive nature and readiness to adapt to new challenges.

How to prepare for a job interview at MSCI Inc

Understand the Regulatory Landscape

Make sure you have a solid grasp of the EU and UK Benchmarks Regulations (BMR) and IOSCO Principles. Be prepared to discuss how these regulations impact compliance in financial services, as well as any recent changes or developments.

Showcase Your Compliance Experience

Highlight your previous compliance roles, especially those related to financial services. Be ready to provide examples of how you've implemented new regulations or handled regulatory exams, as this will demonstrate your expertise and readiness for the role.

Demonstrate Proactive Learning

Express your eagerness to learn about new regulatory frameworks and changes. Share instances where you've quickly adapted to new compliance requirements or taken the initiative to educate yourself on relevant topics.

Emphasise Relationship Building

Since the role involves working closely with various teams and management levels, be prepared to discuss how you've built trust and relationships in past positions. Highlight your communication skills and ability to collaborate effectively across borders.