At a Glance
- Tasks: Lead compliance oversight and ensure accurate FCA submissions.
- Company: Reputable financial institution focused on regulatory excellence.
- Benefits: Attractive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Join a dynamic team committed to integrity and excellence.
- Why this job: Shape compliance strategy and make a significant impact in the financial sector.
- Qualifications: Proven experience in compliance and strong understanding of FCA regulations.
The predicted salary is between 75600 - 92400 £ per year.
Head of Compliance, Compliance Oversight
- Submission to the FCA of an accurate and complete Statement of Responsibilities covering the SMF 16/17 function;
- Satisfactory completion of criminal record checks via the Disclosure and Barring Service (and any overseas equivalent as appropriate);
- Satisfactory regulatory reference checks going back six years, obtained in accordance with SYSC 22;
- The firm's own fitness and propriety assessment confirming the candidate's suitability.
FCA Head of Compliance (SMF16/17) employer: Mphasis
Mphasis is an excellent employer that fosters a dynamic work culture in Bournemouth, where innovation and collaboration thrive. With a strong focus on employee growth, we offer numerous opportunities for professional development and skill enhancement, particularly in cutting-edge technologies like low-latency systems. Join us to be part of a team that values your contributions and supports your career journey in a vibrant coastal city.
We think you need these skills to ace FCA Head of Compliance (SMF16/17)
Compliance Oversight
FCA Regulations
Statement of Responsibilities
Criminal Record Checks
Disclosure and Barring Service
Regulatory Reference Checks
SYSC 22
