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For Companies At a Glance
- Tasks: Supervise compliance and coach advisers for regulatory excellence.
- Company: Established mortgage advisory firm with a supportive culture.
- Benefits: Competitive salary, career development, and a collaborative work environment.
- Why this job: Make a difference in compliance while supporting advisers' success.
- Qualifications: Experience in compliance and strong coaching skills.
- Other info: Office-based role with a focus on teamwork and growth.
The predicted salary is between 36000 - 60000 £ per year.
A well-established London-based mortgage and protection advisory firm is looking for a Compliance Supervisor to join its first-line compliance team. This role supports a high-performing, predominantly self-employed adviser population within a structured Appointed Representative model. Compliance is seen as an enabler of good customer outcomes, with a strong focus on coaching, proportionate supervision and early risk identification.
The Role
- Deliver day-to-day first-line supervision and adviser reviews
- Coach and support advisers to maintain regulatory competence
- Support advisers through training and development
Compliance Supervisor employer: Morson Edge (Financial Services)
Contact Detail:
Morson Edge (Financial Services) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Supervisor
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who work in mortgage and protection advisory firms. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your coaching and supervision skills. Think of real-life examples where you've helped others maintain regulatory competence. This will show you're not just a fit for the role but also passionate about supporting advisers.
✨Tip Number 3
Don’t forget to research the company culture! Understanding how they view compliance as an enabler of good customer outcomes will help you tailor your responses during interviews. Plus, it shows you’re genuinely interested in their mission.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you that Compliance Supervisor role!
We think you need these skills to ace Compliance Supervisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Compliance Supervisor role. Highlight any relevant experience in compliance, coaching, or supervision to show us you’re the right fit!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our team. Be genuine and let your personality come through.
Showcase Your Coaching Skills: Since this role involves coaching advisers, be sure to include examples of how you've successfully supported others in their professional development. We love seeing how you’ve made a positive impact!
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves!
How to prepare for a job interview at Morson Edge (Financial Services)
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and best practices in the mortgage and protection advisory sector. Being able to discuss specific examples of how you've ensured compliance in previous roles will show that you're not just familiar with the rules, but that you can apply them effectively.
✨Showcase Your Coaching Skills
Since the role involves coaching advisers, be prepared to share your experiences in mentoring or training others. Think of a time when you helped someone improve their performance or understanding of compliance. This will demonstrate your ability to support and develop others in a practical way.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Practice articulating how you would handle these scenarios, focusing on your thought process and decision-making skills. This will help you convey your proactive approach to risk identification and management.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company’s compliance culture or how they measure success in this role. This shows your genuine interest in the position and helps you gauge if the company aligns with your values and work style.
