At a Glance
- Tasks: Advise on regulatory issues and develop strategies for compliance in a dynamic legal environment.
- Company: Leading global provider of independent investment research with a collaborative culture.
- Benefits: Competitive salary, bonus potential, and a hybrid work model for flexibility.
- Other info: Opportunity for career growth in a supportive and innovative legal team.
- Why this job: Join a team that shapes regulatory strategy and makes a real impact in the financial sector.
- Qualifications: Law degree, 8+ years in financial services law, and strong compliance experience.
The predicted salary is between 86000 - 120667 £ per year.
a leading global provider of independent investment research, is looking for a specialist in the Global Regulatory Strategy and Advisory Team, Legal.
The role will be a primary legal resource on identifying regulatory issues that may affect Morningstar's European operations and advising on how to proactively address them, including, in connection with new business line developments.
This position directly reports to the Global Head of Regulatory and Government Affairs Strategy.
Advising the business on regulatory strategy and risk, including with respect to regulatory matters associated with strategic initiatives and new business line development.
Advising Compliance on the management of Morningstar's regulatory compliance responsibilities and consulting with external parties, as appropriate.
Serving as one of Morningstar's contacts and negotiators in Europe with regulatory bodies.
Advising on strategy for defending and settling any regulatory action or other related matters involving any of Morningstar's regulated businesses.
Assisting with formal examinations or investigations by a regulator, regulatory registrations, and written submissions in response to consultations from regulators in EMEA, as necessary.
Advising the Compliance Team in internal investigations, and development and implementation of policies, guidelines and other documents pertaining to regulatory requirements applicable to Morningstar's regulated businesses in EMEA, as necessary.
Developing and implementing the training framework to build a high performing regulatory legal team that can support Morningstar's regulated businesses as they continue to grow.
Staying current on regulations and other changes in regulatory requirements that could impact Morningstar's businesses.
Law degree and qualified to practice in England & Wales, or other European Union Member country.
At least 8 years of financial services or securities law experience in the UK or other European jurisdiction.
Financial services compliance/regulatory experience is required.
Investment advisor and asset management regulatory experience is beneficial.
Base Salary Compensation Range EUR 86,000.00-120,666.66Bonus
Target:20% Annual We expect the compensation and target bonus for this role to fall within the stated range.
The specific compensation offered will depend on the candidate's qualifications, experience, and other job-related factors.
Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis.
In most of our locations, our hybrid work model is four days in-office each week. 301_Mstar Eur Ltd Morningstar Europe Ltd (UK) Legal Entity Summary
Type: Full time
Senior Counsel (Regulatory & Compliance) in London employer: Morningstar
Morningstar is an exceptional employer that fosters a dynamic and inclusive work culture, offering employees the chance to thrive in a fast-paced hybrid environment. With a strong emphasis on professional development, team collaboration, and building meaningful relationships with clients, employees are empowered to grow their careers while making a significant impact in the financial services sector in the North East of England.
