Compliance Analyst

Compliance Analyst

Given the current market and regulatory environment, many rules and regulations have been enacted globally. These rules and regulations continue to be updated. This role will be part of the Global Compliance team, working with colleagues in Madrid, Toronto, and Romania.

Overview

The Compliance Analyst will assist the Global Compliance function in developing, implementing, and managing the Morningstar Sustainalytics compliance framework.

Responsibilities

• Assist the CCO in overseeing the compliance program to ensure alignment with European regulatory frameworks and provide ongoing assurance of adherence to Morningstar Sustainalytics’ policies and procedures.
• Contribute to the ongoing development of the Compliance team by sharing best practices, knowledge, expertise, and lessons learned on a regular basis.
• Assist with the development, maintenance, and delivery of compliance materials and training.
• Assist with the continuous improvement of global compliance programs.
• Maintain compliance files and records.
• Maintain policies and procedures for the general operation of the global compliance program within Morningstar Sustainalytics.

Requirements

• Highly developed interpersonal skills to build and maintain effective internal and external relationships.
• 1-3 years of experience in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting, or Legal professions.
• Strong analytical and investigative skills and sound judgment.
• Understanding/experience of ESG risk rating business would be an advantage.
• A bachelor’s degree is required.

Benefits and Work Environment

Morningstar’s hybrid work environment allows you to collaborate in person each week; we have found that we perform best when we are together regularly. In most of our locations, the hybrid model is four days in-office per week, with a range of other benefits available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with our global colleagues.

Legal Entity: 315_Sustainalytics SRL

Location: London, England, United Kingdom