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- Tasks: Oversee SFTR processes, manage compliance, and drive improvements in reporting accuracy.
- Company: Join a leading investment bank in London, known for its dynamic environment.
- Benefits: Enjoy opportunities for professional growth and collaboration with global teams.
- Other info: Ideal for those seeking a fast-paced role with significant stakeholder interaction.
- Why this job: Be part of a crucial team impacting regulatory compliance and efficiency in finance.
- Qualifications: Strong understanding of SFTR regulations and experience in regulatory operations required.
The predicted salary is between 36000 - 60000 £ per year.
An excellent opportunity to join an investment bank in London, responsible for BAU controls and processes for SFTR.
Key Responsibilities
- Provide oversight of SFTR-related BAU processes and controls, including transaction pairing/matching, approval workflows, and breach management.
- Act as a central point of contact for SFTR compliance, ensuring alignment with regulatory expectations and internal policy.
- Drive continuous improvement across processes and control environments to strengthen reporting accuracy and efficiency.
- Lead regular stakeholder meetings, providing clear and structured updates to regional and global senior management.
- Partner closely with Technology and Regulatory Change teams to manage remediation efforts and system enhancements.
- Attend industry forums to stay informed on regulatory developments and emerging best practices.
- Proactively manage breach and issue resolution processes, ensuring timely back-reporting and root cause analysis.
- Build and maintain strong working relationships with Business and Corporate stakeholders to ensure strategic alignment.
Key Requirements
- Strong understanding of SFTR regulatory reporting requirements, including controls and best practices.
- Experience in regulatory operations, with direct exposure to SFTR (ideally within a financial institution).
- Experience in managing regulatory breach processes and issue resolution workflows.
- Excellent analytical and problem-solving skills, with attention to detail and a proactive mindset.
- Comfortable working in a dynamic, fast-paced environment with changing priorities.
- Prior experience working in Front, Middle, or Back Office roles is beneficial.
- Strong interpersonal skills with a collaborative and communicative approach.
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Transaction Reporting Associate - Morgan McKinley
✨Tip Number 1
Familiarise yourself with the SFTR regulatory reporting requirements. Understanding the nuances of these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the investment banking sector, especially those involved in regulatory operations. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Stay updated on the latest trends and changes in regulatory compliance by attending industry forums or webinars. This knowledge can set you apart during discussions with potential employers.
✨Tip Number 4
Highlight your experience in managing breach processes and issue resolution workflows during networking events. Sharing specific examples can showcase your problem-solving skills and proactive mindset.
We think you need these skills to ace Transaction Reporting Associate - Morgan McKinley
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities and requirements of the Transaction Reporting Associate position. Familiarise yourself with SFTR regulations and the specific tasks mentioned in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience in regulatory operations and SFTR compliance. Emphasise any previous roles that involved transaction reporting or managing regulatory processes, showcasing your analytical skills and attention to detail.
Craft a Compelling Cover Letter: Write a cover letter that directly addresses the key responsibilities outlined in the job description. Use specific examples from your past experiences to demonstrate how you meet the requirements and can contribute to the team.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for the role.
How to prepare for a job interview at Morgan McKinley
✨Know Your SFTR Inside Out
Make sure you have a solid understanding of SFTR regulatory reporting requirements. Brush up on the controls and best practices, as this knowledge will be crucial in demonstrating your expertise during the interview.
✨Showcase Your Problem-Solving Skills
Prepare to discuss specific examples where you've managed regulatory breach processes or resolved issues. Highlight your analytical skills and how you've approached challenges in previous roles, especially in a fast-paced environment.
✨Emphasise Collaboration
Since the role involves working closely with various stakeholders, be ready to talk about your interpersonal skills. Share experiences where you've successfully collaborated with teams, particularly in regulatory operations or financial institutions.
✨Stay Updated on Industry Trends
Demonstrate your commitment to continuous improvement by discussing recent regulatory developments or best practices you've learned about. This shows that you're proactive and engaged in the industry, which is essential for the role.