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- Tasks: Monitor trades for compliance and support the Risk and Compliance Team with various tasks.
- Company: Leading high-frequency trading house with a focus on compliance and risk management.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Join a team that shapes compliance culture and makes a real impact in the trading world.
- Qualifications: Experience in market abuse surveillance and strong analytical skills required.
- Other info: Fast-paced environment with opportunities to work on exciting regulatory projects.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a leading HFT house and they are looking for a Market Abuse Surveillance professional to join the team.
- Monitor trades for compliance with local regulations.
- Monitor trading books for risk limit breaches for escalation.
- Support the broader Risk and Compliance Team with ad-hoc tasks as may be required during less busy periods.
Key tasks:
- Perform pre-trade and post-trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.
- Work with the HOC to maintain a compliance culture within the business.
- Evolve the framework of compliance monitoring and carry out compliance monitoring activities to include call reviews, file reviews and thematic reviews based on risk assessment.
- Handle staff dealing approval, monitoring and review staff dealing-related reports.
- Support disclosures of interest and other regulatory reporting and filing for MAS UK.
- Support on licensing related matters and other regulatory filing and liaise with UK and EU regulators on their enquiries.
- Coordinate with IT on system enhancement and user-acceptance testing for features related to compliance.
- Assist in other tasks assigned and ad-hoc projects including due diligence checks.
- Review current/future regulatory changes and provide recommendations to the business on likely impact.
Senior Market Abuse Surveillance Associate in Slough employer: Morgan McKinley
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Market Abuse Surveillance Associate in Slough
✨Tip Number 1
Network like a pro! Reach out to folks in the industry on LinkedIn or at events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Senior Market Abuse Surveillance Associate role.
✨Tip Number 2
Prepare for those tricky interview questions! Brush up on your knowledge of compliance regulations and market abuse scenarios. We want you to be ready to showcase your expertise and how you can support the Risk and Compliance Team.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you ace your application and get noticed. Plus, it’s the best way to ensure your CV lands directly in the right hands.
We think you need these skills to ace Senior Market Abuse Surveillance Associate in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Market Abuse Surveillance Associate role. Highlight your experience in compliance monitoring and any relevant regulatory knowledge. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market abuse surveillance and how you can contribute to our compliance culture. Keep it engaging and relevant to the job description.
Showcase Relevant Experience: When filling out your application, be sure to showcase any previous roles where you've monitored trades or dealt with compliance issues. We love seeing real examples of how you've tackled similar challenges in the past!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the whole process smoother for everyone involved.
How to prepare for a job interview at Morgan McKinley
✨Know Your Regulations
Make sure you brush up on local regulations related to market abuse and compliance. Being able to discuss specific regulations and how they impact trading will show that you're not just familiar with the basics, but that you understand the nuances of the role.
✨Demonstrate Analytical Skills
Prepare examples of how you've monitored trades or identified compliance issues in the past. Use the STAR method (Situation, Task, Action, Result) to structure your answers, showcasing your analytical skills and attention to detail.
✨Familiarise Yourself with Compliance Frameworks
Research the compliance frameworks used in high-frequency trading environments. Be ready to discuss how you would evolve compliance monitoring activities and what best practices you think should be implemented.
✨Engage with the Team
Show enthusiasm for collaboration by discussing how you’ve worked with cross-functional teams in previous roles. Highlight your experience in liaising with IT for system enhancements or working with risk and compliance teams to foster a strong compliance culture.
