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- Tasks: Monitor trades for compliance and support the Risk and Compliance Team with various tasks.
- Company: Leading high-frequency trading house with a focus on compliance and risk management.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Join a team that values compliance and helps shape the future of trading regulations.
- Qualifications: Experience in market abuse surveillance and strong analytical skills required.
- Other info: Collaborative culture with opportunities to work on exciting projects and regulatory challenges.
The predicted salary is between 43200 - 72000 £ per year.
Our client are a leading HFT house and they are looking for a Market Abuse Surveillance professional to join the team.
Key tasks include:
- Monitor trades for compliance with local regulations.
- Monitor trading books for risk limit breaches for escalation.
- Support the broader Risk and Compliance Team with ad-hoc tasks as may be required during less busy periods.
- Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.
- Work with the HOC to maintain a compliance culture within the business.
- Evolve the framework of compliance monitoring and carry out compliance monitoring activities to include call reviews, file reviews and thematic reviews based on risk assessment.
- Handle staff dealing approval, monitoring and review staff dealing-related reports.
- Support disclosures of interest and other regulatory reporting and filing for MAS UK.
- Support on licensing related matters and other regulatory filing and liaise with UK and EU regulators on their enquiries.
- Coordinate with IT on system enhancement and user-acceptance testing for features related to compliance.
- Assist in other tasks assigned and ad-hoc projects including due diligence checks.
- Review current/future regulatory changes and provide recommendations to the business on likely impact.
Senior Market Abuse Surveillance Associate employer: Morgan McKinley
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Market Abuse Surveillance Associate
✨Tip Number 1
Network like a pro! Reach out to folks in the industry on LinkedIn or at events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and compliance practices. We want you to shine when discussing how you can contribute to the team!
✨Tip Number 3
Showcase your skills through real-life examples. When they ask about your experience, share specific instances where you monitored trades or handled compliance issues effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take that extra step!
We think you need these skills to ace Senior Market Abuse Surveillance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Market Abuse Surveillance Associate role. Highlight your experience in compliance monitoring and any relevant regulatory knowledge. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market abuse surveillance and how you can contribute to our compliance culture. Keep it engaging and relevant to the job description.
Showcase Relevant Experience: When filling out your application, be sure to showcase any previous roles where you've monitored trades or dealt with compliance issues. We love seeing real examples of how you've tackled similar challenges in the past!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do!
How to prepare for a job interview at Morgan McKinley
✨Know Your Regulations
Make sure you brush up on local regulations related to market abuse and compliance. Being able to discuss specific regulations and how they apply to the role will show that you're serious about the position and understand the industry's landscape.
✨Demonstrate Analytical Skills
Prepare examples of how you've monitored trades or handled compliance issues in the past. Use specific scenarios where you identified risks or breaches, and explain your thought process. This will highlight your analytical skills and your ability to think critically under pressure.
✨Familiarise Yourself with Compliance Frameworks
Get to grips with the compliance monitoring frameworks and methodologies used in the industry. Be ready to discuss how you would evolve these frameworks or implement new strategies based on risk assessments. Showing initiative here can set you apart from other candidates.
✨Engage with the Team Culture
Understand the importance of maintaining a compliance culture within the business. Be prepared to discuss how you would contribute to this culture and support your colleagues in compliance tasks. A collaborative mindset is key in this role, so let your enthusiasm for teamwork shine through!
