At a Glance
- Tasks: Monitor trades and enhance surveillance models to detect market abuse.
- Company: Join a leading Global Bank with a strong compliance culture.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Other info: Be part of a team that values innovation and integrity.
- Why this job: Make a real impact in financial compliance while developing your skills.
- Qualifications: Experience with Python and a keen eye for detail.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a Global Bank, are looking for an AVP Trade Surveillance to join their Compliance team based in London.
Responsibilities:
- Perform daily monitoring and testing of trade, order, RFQ, and market data alerts across all business lines.
- Support the development and enhancement of surveillance models, thresholds, and logic to ensure effective detection of market abuse behaviours.
- Conduct detailed investigations, ensuring findings are fully documented, evidenced, and escalated appropriately.
- Produce high-quality management information, incident reports, and audit-ready documentation.
- Contribute to the annual Surveillance Book of Work and Compliance Monitoring Plan, including model calibration and validation activities.
- Identify gaps, weaknesses, or emerging risks in monitoring activity and propose improvements to surveillance tools or processes.
Previous experience with Python is essential.
Trade Surveillance AVP - Morgan McKinley in London employer: Morgan McKinley
Morgan McKinley is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and compliance excellence thrive. Employees benefit from a strong culture of professional development, with ample opportunities for growth and advancement within the global banking sector. The collaborative atmosphere fosters teamwork and encourages contributions to meaningful projects that enhance market integrity.
StudySmarter Expert Advice🤫
We think this is how you could land Trade Surveillance AVP - Morgan McKinley in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry on LinkedIn or at events. A friendly chat can sometimes lead to job opportunities that aren’t even advertised.
✨Tip Number 2
Prepare for interviews by practising common questions and scenarios related to trade surveillance. We recommend doing mock interviews with friends or using online platforms to get comfortable.
✨Tip Number 3
Showcase your skills! If you’ve got experience with Python, make sure to highlight it during interviews. We want to see how you can apply your technical skills to enhance surveillance models.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step!
We think you need these skills to ace Trade Surveillance AVP - Morgan McKinley in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Trade Surveillance role. Highlight your experience with compliance, monitoring, and any relevant technical skills like Python. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about trade surveillance and how your skills can contribute to our Compliance team. Keep it engaging and personal – we love a bit of personality!
Showcase Your Investigative Skills:In your application, be sure to mention any experience you have with conducting investigations or producing reports. We’re keen on candidates who can demonstrate their ability to document findings and escalate issues effectively.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at Morgan McKinley
✨Know Your Trade Surveillance Stuff
Make sure you brush up on your knowledge of trade surveillance, especially the specific responsibilities mentioned in the job description. Be ready to discuss how you've performed monitoring and testing in previous roles, and think about examples where you've identified market abuse behaviours.
✨Show Off Your Python Skills
Since previous experience with Python is essential, be prepared to talk about your proficiency with it. Consider discussing any projects or tasks where you've used Python to enhance surveillance models or automate processes. If possible, bring along examples of your code or projects to showcase your skills.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that test your problem-solving abilities in trade surveillance. Think about potential gaps or weaknesses in monitoring activities and how you would address them. Practising these scenarios can help you articulate your thought process clearly during the interview.
✨Document Your Achievements
Be ready to discuss your past experiences in detail, particularly focusing on how you've produced high-quality management information and incident reports. Highlight any audit-ready documentation you've created and how it contributed to compliance efforts. This will demonstrate your attention to detail and commitment to quality.
