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- Tasks: Monitor trades for compliance and support the Risk and Compliance Team with various tasks.
- Company: Leading high-frequency trading house with a focus on compliance and risk management.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Join a team that shapes compliance culture and makes a real impact in the trading world.
- Qualifications: Experience in market abuse surveillance and strong analytical skills required.
- Other info: Fast-paced environment with opportunities to work on exciting regulatory projects.
The predicted salary is between 43200 - 72000 £ per year.
Our client are a leading HFT house and they are looking for a Market Abuse Surveillance professional to join the team.
- Monitor trades for compliance with local regulations.
- Monitor trading books for risk limit breaches for escalation.
- Support the broader Risk and Compliance Team with ad-hoc tasks as may be required during less busy periods.
Key tasks:
- Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.
- Work with the HOC to maintain a compliance culture within the business.
- Evolve the framework of compliance monitoring and carry out compliance monitoring activities to include call reviews, file reviews and thematic reviews based on risk assessment.
- Handle staff dealing approval, monitoring and review staff dealing-related reports.
- Support disclosures of interest and other regulatory reporting and filing for MAS UK.
- Support on licensing related matters and other regulatory filing and liaise with UK and EU regulators on their enquiries.
- Coordinate with IT on system enhancement and user-acceptance testing for features related to compliance.
- Assist in other tasks assigned and ad-hoc projects including due diligence checks.
- Review current/future regulatory changes and provide recommendations to the business on likely impact.
Senior Market Abuse Surveillance Associate in London employer: Morgan McKinley
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Market Abuse Surveillance Associate in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry on LinkedIn or at events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. We want to see you shine, so practice common interview questions and have your own ready to go!
✨Tip Number 3
Showcase your skills with real examples. When discussing your experience, relate it back to the job description. We love seeing how you’ve tackled challenges similar to what we face.
✨Tip Number 4
Don’t forget to follow up after interviews! A quick thank-you email can keep you top of mind. Plus, it shows you’re genuinely interested in the role.
We think you need these skills to ace Senior Market Abuse Surveillance Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Market Abuse Surveillance Associate role. Highlight your experience in compliance monitoring and any relevant regulatory knowledge. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market abuse surveillance and how you can contribute to our compliance culture. Keep it concise but impactful – we love a good story!
Showcase Relevant Experience: When filling out your application, be sure to showcase any previous roles that involved compliance monitoring or risk management. We’re keen to see how your past experiences align with the tasks mentioned in the job description.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do!
How to prepare for a job interview at Morgan McKinley
✨Know Your Regulations
Make sure you brush up on local regulations related to market abuse and compliance. Being able to discuss specific regulations and how they impact trading will show that you're not just familiar with the basics, but that you understand the nuances of the role.
✨Demonstrate Analytical Skills
Prepare examples of how you've monitored trades or handled compliance issues in the past. Use the STAR method (Situation, Task, Action, Result) to structure your answers, showcasing your analytical skills and attention to detail.
✨Showcase Team Collaboration
This role involves working closely with the Risk and Compliance Team. Be ready to discuss how you've collaborated with others in previous roles, especially in high-pressure situations. Highlight your ability to maintain a compliance culture within a team.
✨Stay Updated on Regulatory Changes
Research recent regulatory changes that could affect the industry. Being able to discuss these changes and their potential impact during your interview will demonstrate your proactive approach and commitment to staying informed.